Ervin Somogyi

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Category: Features By Ervin

THE MODERN GUITAR: AN ICON OF ROMANCE AND HEROISM

Addison St. Display Panorama
Where do guitars come from?
Where do guitars come from?
The installation's starting point
The installation's starting point
Getting into the story
Getting into the story
Explaining about Wood
Explaining about wood
More information
More information
The Blues guitar
The Blues guitar
Nice, clear, uncluttered signage
Nice, clear, uncluttered signage
The guitar's innards
The guitar's innards
Disassemblable go bar deck
Disassemblable go bar deck
The soundhole rosette
The soundhole rosette
Guitar necks
Guitar necks
Rosette making
Rosette making
Molds and templates
Molds and templates
Jigs, molds, and templates
Jigs, molds, and templates
Bending sides
Bending sides
Bending sides
Bending sides
Gluing in the binding strips
Gluing in the binding strips
Traditional rope binding
Traditional rope binding
Thoughtful, informative displays
Thoughtful, informative displays
Explaining the small things
Explaining the small things
Guitar bridge making
Guitar bridge-making
Ukulele bridges
Ukulele bridges
Tuners and machine heads
Tuners and machine heads
Nuts, saddles, and bridge pins
Nuts, saddles, and bridge pins
French polishing
French polishing
The Hawaiian ukulele
The Hawaiian ukulele
Ukulele design
Ukulele design
The tenor ukulele
The tenor ukulele
Portuguese ukuleles
Portuguese ukuleles
Ukulele lore and music
Ukulele lore and music
Ukulele development
Ukulele development
Guitar lore and history
Guitar lore and history

I’ve spent close to fifty years by now being fascinated by the six-string guitar, exploring its possibilities, and making various versions of it — despite the fact that underneath it all it is no more than a long-term but nonetheless a contemporary convention and a fad, and not essentially different from propeller airplanes, typewriters, lutes, galleons, vinyl records, bows and arrows, and the Roman Empire.  It is simply a wonderful, useful, interesting, and effective cultural element and icon of our times . . . but by any long-range measure it is surely impermanent, and temporary.  

The guitar as we know it is only some 170 years old and has ALREADY morphed into something that the originators would only recognize with difficulty.  At the same time the challenges of daily life, of growing up, of finding meaning and significance, of the interactions between the sexes, of personal gain and loss, of identity, and the problems family and money and survival and responsibilities and bringing up children . . . are permanent and are the stuff of life itself.   The guitar itself, morphed or not, is only a part of all that.


MORPHY’S LAW

Speaking of the guitar’s having morphed, it’s morphed very interestingly.  Let’s start with the fact that the humble guitar started out as something to plunk, twang, and strum songs on, and nothing more.  I mean, Antonio Torres, the man who “invented” the modern guitar, was a carpenter, for cryin’ out loud, so there wasn’t much of a bottom line attached to making guitars.  There were proto-guitars and guitar-like stringed instruments, but nothing approaching even a hobby as far as the modern guitar is concerned! 

Actually, I mis-spoke with my comment on the guitar being useful for twanging and plunking on; that was mostly true of the American steel string guitar.  The precursor of the Spanish guitar was being used early on to compose and play sophisticated melodies on; this speaks to the different cultures that had adopted the guitar; there were people even then who saw serious musical possibilities in it.  Then, eighty-plus years later, about the time the guitar was beginning to be electrified, the acoustic steel string guitar’s voice began to be heard for the first time by itself and without accompanying instruments — in the singing cowboy movies of the 1930s and 1940s.  You know: the ones where the good guy — the one with the white hat — fought off the black-hatted evil guys and through sheer virtue and pluck overcame them and won.  As it happens, these movies served a social need.  They came to the fore in the Depression-era social landscape in which people needed something to feel hopeful about.  And Hollywood capitalized on that — and singing cowboys became stars!

At the ends of these morality-with-six-guns films the triumphant hero would pull his guitar out and sing a song.  And instead of riding off into the sunset with the girl he departed with his horse and his guitar . . . with his sexual virtue intact.  These movies were chaste; there was no sex in them and the hero’s chief love object was his horse.  I can tell you with authority that that formula really works for ten-year olds.  And it certainly did so for an American population that was beaten down by the Great Depression and sorely needed heroes and upbeat entertainment . . . especially when no one knew that the actors and actresses were, in real life, fucking like rabbits when off-camera. 

And then, in the early 1950s, Elvis Presley came along and shocked everyone by swaying his hips seductively and strumming on his guitar on national television; it was the first time a whole lot of people had ever heard the guitar’s voice more or less by itself.  In any event, while this history has failed to give the acoustic steel string guitar anything like the cachet of sophistication that the classic guitar has managed to attain, it did something else just as remarkable: it has driven the steel string guitar deeply and indelibly into people’s minds as something associated with the honest, hard-working, always-acting-in-good-faith-against-strong-odds working man and good guy.  And winning.

Consider this: not one of you reading this has EVER seen ANY movie, film, or stage play, or tuned in to ANY TV show, or read ANY magazine or book … in which the bad guy plays the acoustic guitar.  

It just isn’t done.  The acoustic guitar is the hero’s instrument.  The bad guy plays the piano, the organ, or the ELECTRIC guitar.  Check this out for yourselves.

Wow. 

Posted in Essays & Thoughts, Features By Ervin, Lutherie & Guitars

My Adventures in Book Publishing

by Ervin Somogyi

My writing of The Responsive Guitar and its companion volume Making The Responsive Guitar began casually, as most things do. I’d met Stephen Rekas, of the Mel Bay Publishing Company, at the 2001 Great Midwest Guitar show in Saint Louis; we were part of that year’s group of exhibitors. Over a dinner, he asked me whether I’d be interested in writing a book for his company. Mel Bay & Co. are of course known the world over for publishing music and teaching methods. Mr. Rekas explained that the Mel Bay company was looking to expand its line of titles; they had published Jose Oribe’s book The Fine Guitar some years earlier, and they were now wanting to publish other volumes about the instruments that much of its catalogue was supplying music for. They had heard about me; I’ve published quite a few articles; I’m known as a decent writer . . . and they thought I could write a good how-to book for them. What they wanted from me was a book on making steel string guitars, and they were going to approach other luthiers to write separate books about Spanish, archtop, and electric guitar making. After a thought process that didn’t last longer than the meal we were sharing, I agreed.

I like writing. I already knew the material and didn’t think I’d need to spend any great amount of time researching. I began to organize my thoughts and started on the manuscript very soon after I got back from the guitar show.

The Mel Bay Company and I formalized the matter with a written contract within about a month, and we were off and running. The job was to write a book on steel string guitar making that was “lavishly illustrated”, period. Mel Bay & Co. is a small, family-owned business and I found myself dealing directly with Bob Bay, the president and son of the company’s founder. First off, I was not going to receive an advance; however, after some negotiations, I got Mr. Bay to O.K. a $700 dollar budget with which to pay a photographer to take the necessary pictures. Well, O.K.

Usually, very little happens fast at the start of many projects besides the initial enthusiasm. But I waded in immediately, clattering away at my keyboard every day. My attitude was that, overall, this could be a nice project that wouldn’t make unreasonable demands on my time or energies and that I could maybe make a few bucks from. This is where the old adage about “if you want to make God laugh, tell him your plans” comes in. I wrote. I edited. I compiled. I kept files. The truth is that if you want to write a good quality book on something that you know anything about there are lots of details to include and many ways to organize them in writing. I kept on writing.

About ten or twelve months into this I got in touch with Mr. Bay to let him know that I hadn’t forgotten about the book project; I was busy writing it and, by the way, we really hadn’t agreed on the size or length of the project . . . so what did he think I was cranking out? Mr. Bay replied that what he envisioned was to be a minimum of 75 pages, and no more than 150, and of course lavishly illustrated! Hmmmmmm. I responded that I’d already written 350 pages (not counting space for photos) and hadn’t finished yet. Moreover, I wasn’t going to cut 200 pages out of my manuscript. Could we rethink this? During this time Stephen Rekas, my contact man, happened to get promoted and I was given a new contact person. Unfortunately, he knew nothing about my own project and was overwhelmed with several dozen others. He was, unfortunately, also difficult to get a hold of, and didn’t return calls.

Working in this kind of vacuum was frustrating. Our correspondence, such as it was, continued for a while. I was informed that I could write a book 384 pages long: the company’s binding machines maxed out at that much paper. They simply could not put a cover on a book that was fatter than that, and this established an absolute limit on the number of pages of manuscript I could turn in.

PHOTOGRAPHY

I didn’t think that Bob Bay’s desire for a ‘lavishly illustrated’ volume was going to work with a photography budget of only $700. I knew from having my own guitars photographed how expensive such work could be. But it seemed the best deal I was going to get. It also seemed probable that some portion of this cost was going to have to come out of my own pocket; on the other hand, I didn’t mind doing this for a good cause. It wasn’t going to work for me to take all the photographs: I’m not that good at it, and I wasn’t going to continually interrupt my lutherie work to take pictures. So, I made some fliers and put them up in the local photo/development centers, advertising for a photographer to shoot pictures for a guitar-making book.

Two people answered my call. The first one made it clear that he would only spend so much time working for $700; and at his hourly rate we’d eat through the budget in no time at all. The second, Bob Sondgroth, said he’d be willing to be flexible. It didn’t hurt that he’d studied with Ansel Adams. Sondgroth was at that time photographing office interiors and architectural exteriors for various corporate newsletters, catalogues, and sales brochures; this sounded to him like it could be an interesting project that he could learn something from. I want to say at the outset that meeting Bob turned out to be a total blessing; the project absolutely would not have gotten done without him and a personal friendship that I treasure has come out of it as well.

Initially, I’d thought that we could take all the necessary photos for my book in six sessions. This was predicated in bringing a number of lutherie steps, procedures, and instruments to given ready-to-photograph stages, plus a certain amount of coordination and juggling of the shop’s production schedule — and then calling the photographer over for a day. We’d have multiple camera locations in the shop, as well as dedicating a place (with backdrops, etc.) for the table-top images that we needed to have close-ups of.

Once we began photographing things in earnest the six-session plan of action flew right out the window. Would you believe that the photography sessions went on steadily, on an average of once every week or two, for more than four years? And each session went on for half a day or more. We always found more things to take pictures of: jigs, woods, tools, different designs for this or that part, action shots, location shots, promotional shots, organizational shots, work-background shots, work-series shots, wide-angle and macro shots, indoors and outdoors shots, technical shots, before-and-after shots, change-of-mind shots, shots of different exposures, angles, lighting and emphasis, table-top shots, alternative/comparative shots, detail and tool-setup shots, things we’d forgotten to shoot last time, and shots of diagrams, schematics, and drawings. We set up our tripod in every room in the shop, in guitar stores, on the street, in lumber yards, in secondary locations, and anywhere else that we needed to. Every location had different lighting, background, and assorted shooting conditions — including the time Bob, trying to frame an outdoor shot properly, actually backed into a moving car on the street and almost got run over. All in all, Bob took many thousands of photos, of which we finally selected 996 to appear in my books. Finally, when we’d shoot everything we needed to, and then some, Bob rented a scanning machine and scanned slides from dawn to dusk for three days straight (I forgot to mention that he’s from the old school: he took slides, not digital pictures) in order to have the kind of high-resolution digitized images that the modern printing industry requires. One might indeed say that my books are ‘lavishly (and s-lavishly) illustrated’.

EXIT MEL BAY

I knew at the outset that there were already about a dozen How-To books out (today, nine years after I started writing, I have fully two dozen of such in my library), and I saw no point in merely presenting another step-by-step instructional. It seemed to me that what I could best contribute, to set my book apart from all the others, was (1) my understanding of the relationship between soundbox design and the guitar’s voice and (2) my overview of how the modern guitar got to be how and what it is. This is not intended to be a tourist’s guide through guitar arcana, by the way: it is critically important to guitar design. Knowing this instrument’s developmental history helps to free one from the assumption that the guitar’s traditional (and/or contemporary) design features are cast in stone: every single one has been decided on by somebody, sometime, for some reason, and therefore can be re-thought. My intent was to include as much of the nuts-and-bolts, theoretical, and historical information as I could, and to do it in a way that the average reader could understand.

As time passed I of course kept on writing and the manuscript grew. I couldn’t stop myself from adding things: Where did that specific technique come from? How come other luthiers did this or that differently? Were some of these techniques better? And if so, in what regard? Which procedures had primarily tonal benefits, or time-saving or cosmetic-and-marketing ones? And did a particular kind of procedure benefit all guitars or only some kinds of guitars? For that matter, in what ways were the acoustic tasks of one kind of guitar the same or different from another’s?

Then, there were more practical questions: Why couldn’t one use fan bracing or ladder bracing on guitars that were normally ‘X’ braced? Or, what difference would it make if one made the braces just a little taller, or squatter, or moved them half an inch this way or that, or profiled them a bit differently? On another level, how is handmade any better than power-tool-assisted? And what are the upsides and downsides of using plastic or a space-age material, or simply a different wood? Then, on a purely technical level, how do shop working conditions (humidity, choice of glues, temperature, use of hand planes vs. sandpaper, use of premade parts, age of materials, etc.) affect the final product? And, finally, what do different authorities have to say about any of this? It was — and is — never-ending.

Eventually, I realized that my book was going to far exceed the capacity of the Mel Bay company’s binding machine: the total amount of photographs and illustrations alone was exceeding 100 pages (and ultimately came to about 150). I also knew that I wasn’t interested in cutting my manuscript down, and that they weren’t going to be interested in something as comprehensive as what I was working on. I asked to be released from my contract and they agreed.

THE SEARCH FOR A SECOND PUBLISHER

At that point I needed to find another publisher if I wasn’t going to have to pay for everything myself; I knew that Steve Klein’s very lovely book about his guitars had cost $50,000 to get into print, and mine was already twice the number of pages. The numbers scared me. So I put out feelers to a bunch of other publishers, mostly in the guitar/music/art/craft field, but some boutique publishers as well — both domestically and overseas.

My project wasn’t exactly going to be most publishers’ cup of tea, but I did find a few who showed some interest — although, in every case, not enough. One publisher was interested; but he wanted a very pared-down and dumbed-down version for sales to mass outlets such as Costco. I didn’t think that was quite my demographic. Another showed interest but would accept my manuscript only under several conditions. First, I’d have to sign away many rights to the book (including any say-so about cover design, internal design, marketing, retail and wholesale pricing, and editing. I’d also have to agree to his publishing only selected parts of the book — but not the whole — if he chose to do so). Second, I was offered five percent of the book’s wholesale price. I did the math and saw that if my book were to retail at $1000, and sold wholesale at a usual 50% discount, I’d get $25 per book sold. If I’d ever had even nickel signs — let alone dollar signs — in my eyes, this last one pretty much put those lights out.

I must say that the publishers’ blandishments were a rare treat of sorts. These included the old ‘a great way to get my name out’ routine, the promotional book-signing tour gambit, the ‘first necessary step toward a continuingly updated and expanded project’ enticement (which is a variation of ‘getting-your-foot-in-the-door’ tactic), and the ‘all the work they would put in to justify their lion’s-share of the income’ bit. The deals offered seemed to be one version or another of ‘give us the fruit of your labor, experience, and intellect; surrender most of your rights to it; and we’ll maybe pay you minimum wage in exchange’. Well, yes, these businesses need to survive too, and it’s a competitive market out there; but, obviously, one needs to be an already-well-known author in order to be well treated.

And by then my book was becoming too unwieldy to remain a single volume: simply picking the manuscript up now almost qualified as weight-training. I decided to split the work into two books and separate out the Why-Where-When-How-Much-And-Also-Their-Subtleties part of making a guitar from the basic How-To-Do-It steps. Because there was so much material, this separation would de-clutter the narrative on both ends of the discussion. But, more importantly, this was slowly shaping itself into a truly ground-breaking work: there was nothing as comprehensive as this out there. I knew this from my own library, of course, but also from the kind of feedback I was getting from friends, colleagues and former students who were kind enough to read the manuscript and make criticisms and suggestions. My motivation slowly transformed from a ‘Hey-wouldn’t-it-be-neat-to-have-my-name-in-print-and-make-a-few-bucks’ focus into an ‘This-is-a-sum-total-of-my-life’s-work-it-will-represent-me-after-I’m-dead-and-it-deserves-the-best-treatment-I-can-give-it’ undertaking. It was a significant shift.

THE NEXT CHALLENGE: FINDING GRANT FUNDING

After my book’s near-death experience with the world of publishers, I began to explore the world of grants. Various friends told me that there are lots of grants out there to help defray the costs of pretty much any project. I don’t think I could have made any headway at all with pursuing such options if I hadn’t, fortunately, met a professional grant-proposal writer, John Hammond, who also happened to be a guitar junkie. He worked for the University of California, knew the ropes and the paperwork and the lingo, and he offered to help with finding a suitable granting agency. With this resource, I got in touch with a number of grants and fellowship agencies.

Sadly, I was to have no great luck with these either. The thing is, you are no one as an individual who is not part of an organization: some weighty affiliation, backing or sponsorship is needed. Clearly, the thing to do was to seek an organization of some standing that had some connection with the purpose of the grant, to vouch for me and my bona fides. A music/musical instrument related outfit would obviously be the best choice. I asked the G.A.L. and A.S.I.A. whether either one would be interested in lending their name to my grant application. Both said no.

ACADEMIA

I then began to approach music departments at universities. I eventually made a promising contact with the ethnomusicology department at the University of California at Santa Barbara campus. There was interest there; my professional credentials and reputation were the deal makers. After some correspondence and a face-to-face meeting, we agreed that this department would sponsor (lend its name to) a grant application — for which it was understood that I would do all or most of the paperwork. (It was pointed out that, all in all, this would be a better deal than simply offering my manuscript to the University of California Press with these folks’ recommendation. Prestigious though the U. C. Press might be, this would once again put me in the world of dealing with a publisher who would take most of the pie.)

In exchange, I would of course have to do something for the ethnomusicology department. They asked that I give two lectures about the development of the modern guitar and its importance in modern music. I would do this in two subsequent semesters, each time addressing their graduate department, and this collaboration would be made official under the university’s Distinguished Lecturer program. Most universities have similar programs for bringing knowledgeable lecturers to their campuses on a short-term basis. This was the most hopeful possibility I had been able to come up with to date, and I was pretty excited. Wow! A university lecturer! Never mind that I had committed myself to organizing two separate graduate level presentations — and this with visual aids, signage, a slide show, and music segments in CD form that would illustrate my various points — in addition to everything else I was already doing. Plus, of course, the travel time.

In 2005 I traveled to the University of California at Santa Barbara to give a lecture on “The Guitar: What, How, Why, and the Tonewoods Involved”. The following year I returned there and gave a lecture on “The American Guitar: from Andalusia to St. Louis, from Segovia to Elvis, and from the Prairies to Carnegie Hall”. Both lectures quite well attended and received. They ought to have been, given how much time I spent planning and organizing them. Ray Kraut, my apprentice at the time, did yeoman’s work and spent literally an entire week in helping me get ready by taking many, many photographs, scanning them, organizing them into a power point presentation, and helping me to make and print out signage and handouts. I could not have done this without him.

To my great surprise and shock, the University dropped me like a hot potato as soon as my second lecture was over. The friendliness disappeared entirely. They had never heard about being sponsors of my grant proposal. And would I please stop bothering them as they were busy. No, I’m not making this up. I was entirely blindsided by this; I returned home without an explanation and went through an angry depression. I was, clearly, of no further use. The intermediary who had first put me in touch with the University, with whom I’d developed a cordial friendship and who had been present at my initial face-to-face meeting with the U.C. representative, was embarrassed and likewise unable to understand this unexpectedly cold behavior. Neither one of us felt that we’d misunderstood anything that the University had said or promised, nor that they had misunderstood my request for grant sponsorship. I felt had. And I never did receive an explanation for any of this. Obviously, one needs to be an already well-known academic in order to be well treated.

I was eventually able to make sense of this unhappy experience, in retrospect, by accepting that I’d managed to naively wander into one of academia’s ongoing interdepartmental war zones: I had basically volunteered to be cannon fodder in this particular department’s jockeying for position, budget, and brownie points. I had helped make someone look good. And I hadn’t understood that the way the game is played is to get your end of it in writing. Some months after this episode I sent the people involved a succinct letter consisting of a verb and a pronoun.

Well, back to the drawing board . . . except by now I was feeling that I’d pretty much run out of drawing paper. I saw that if this book were to ever see the light of day I would just have to raise the money and just pay for everything myself.

VOL. 1 AND VOL. 2: SOMETHING FOR EVERYONE

So: my original project had by now grown and divided into two volumes; one for The How-To and the other for the principles and analysis behind the Why-Where-and-How-Much. There was a further division necessary because I was writing for all friends of the guitar, and writing something that offers something to everyone is tough: you don’t want to leave material out, and you don’t want to clog the page with too much information; either way, you start to lose readers. I also wanted to keep my narrative free of the scientific formulas and jargon that would put a lot of readers off. Scientific explanations loaded with calculus, differential equations, and graphs of oscilloscope read-outs had never done all that much for me.

I decided that I needed to write a multi-tiered narrative. The main text (the subject matter of all the chapter headings) was going to be straightforward explanation, with just a bit of commentary and analysis. I wanted people to be able to go through the books one page after the other and feel that the narrative made sense and held together. But for readers who wanted all the information — actual, theoretical, comparative, and speculative, and not just The Basic Facts — I removed most this secondary material from the main text and put it into its own section in the back of the book, in the form of endnotes. Here, this corollary material is out of the way of readers who don’t want to be bothered by Too Much Immediate Information, and it is available for anyone who doesn’t mind taking the longer, more interesting, and detour-filled scenic route. The endnotes are in fact a book within a book and account for a full 1/3 of the text! They fill in gaps, provide ancillary and supplemental commentaries, more comparative analysis, exceptions, personal anecdotes, cross-references, insights, colorful guitar folklore, some of my own learning experiences that led to my making this or that discovery and, in general, contain just about as much real and thought-provoking information as the main text. The endnotes are real gems. I must tell you, though, that worthwhile though such a way of organizing a book might be, the time that put into all the necessary re-writing, correspondence, phoning, follow-up communication, cross-referencing, fact checking, indexing, editing, and keeping files on all this so as to avoid redundancies and inaccuracies, is something awesome.

DON AND TWILA BROSNAC

In 2007, as I was winding down the writing and wondering about the next step, I had a stroke of good luck. I was visited, out of the blue, by Don Brosnac and his wife Twila. Don had been one of the very early American lutherie authors, with four books to his name. I’d known him years ago but hadn’t had any contact with him for a long time; however, he was still very much tuned in to the guitar. It also turned out that the Brosnacs were now in the desktop publishing business! I described my writing project; they said they were well set up and able to do the page-layout work that my books needed — and they were interested in doing it. Page layout is just what it sounds like: arranging text in column form (based in book size), selecting type and size of font, margins, placing images and captions on the page (along with headings, call-outs, pagination, footnotes, etc.); creating accurate Corel-Draw graphs and gridded-images from line drawings, making endless suggestions that would result in a better publishing package and, not least, a lot of editing-and-clarifying-as-you-go. It’s a lot of work. But this was a match made in heaven! I hired them.

We went to work. I must say that I made life difficult for Don and Twila because I couldn’t stop myself from constantly making changes in the manuscript, which of course played havoc with their page-layout efforts. My heartfelt apologies to them for the trouble I put them to.

THE MONTREAL GUITAR SHOW

Fast-forward one year. I showed some of my guitars at the 2008 Montreal Guitar Show, which is held alongside the annual Montreal Jazz Festival. There, I had a serendipitous conversation with one of the principal organizers, Jacques-Andre Dupont. Jacques-Andre’s day job is as a successful marketing executive and he is a Friend of the Guitar the rest of the time. When I happened to casually mention that I was close to being done with writing my two-volume set of guitar books he instantly had an idea for a marketing opportunity: that my book release should become part of the following year’s Montreal Guitar Show. He proposed that I delay release of my books until then, at which time he would offer me a platform from which to do an official book-launching. He would put my book-release press conference on the official Montreal Show program; he would give me a room, equipment, and staff with which to hold an officially scheduled (and catered) event to which the media would be invited. These would report — to mostly the European media market, but also to the American one — on the publication of a significant book about the guitar as part of that year’s Festival activities. My book and I would get the benefit of this very advantageous sendoff, and the Guitar Festival would have the cachet of sponsoring the appearance of an important new work by one of today’s best known luthiers. It was a win-win, for sure. I accepted the offer: I absolutely was not going to get a better one.

A STROKE OF LUCK

If I felt frustrated by having to wait a whole year before I could release my darn-near completed book, this turned out to be an unjustified fear. It was actually a blessing in disguise.

Shortly after my conversation with Jacques-Andre (he’s very informal: everyone calls him that) I met Natalie Reid, a professional editor. In a more or less casual way I asked if she’d be willing read a chapter or two of my book — in spite of the fact that I honestly didn’t think that it needed any correcting or editing. She agreed to, and about a week later gave me her opinion. And oh, was I shocked when she told me that my material was no good; it drastically needed editing; it was full of circumlocutions, over-wordiness, lack of clarity, and superfluity! I was really not wanting to hear this. But she convinced me to listen to her; she knew what she was doing, was good at it, and to make her point rewrote a few paragraphs of what I’d shown her. I was surprised at how much more freely and easily her version read, than mine. I concluded that she was right: my manuscript would benefit from some serious pruning.

To give you an idea of what I’m talking about, the above paragraph is written as I was writing then; after Ms. Reid my writing became different, as follows: it’s shorter yet contains at least as much information: “Shortly after my conversation with Mr. Dupont I had a visit from an out-of-town friend who happens to be a professional editor. I told her about my project and casually asked if she’d be willing to look over a sample chapter. I was showing off; I didn’t believe that my work actually needed any editing. A few days later she shocked me by telling me that, in her opinion, my chapter was so full of problems that she recommended that I start over again! To prove her point, she edited and re-wrote part of it for me. My shock was even greater: her version read much more smoothly than mine. I was convinced that she knew what she was doing.”

I quickly found an editor whom I could afford (Ms. Reid was financially out of my reach, and she was quite busy in any event. This new editor, Diana Young, managed to turn a somewhat clunky narrative into a much more streamlined and clear work. I am grateful that I had year’s unexpected pause in my project, which allowed me to both discover the need for someone like Diana, and also to find her before it was too late.

PRINTING AND PRINTERS

As by now it had become clear that I was going to be my own publisher, I should mention that there are a number of things that come with this besides simply paying for everything. Aside from (1) producing a completed manuscript, a self-publishers needs (2) to register as a publisher, and use a name that no one else is using. A short search will reveal this. One then needs (3) an ISBN number, (4) a Library of Congress number, (5) a book jacket designer, which also involves deciding on book size, (6) to choose between hard-cover or soft cover; in either case there are options for binding materials as well as for choosing color vs. black-and-white; (7) to find a suitable printing company; (8) to get the entire manuscript scanned onto CDs which the printer needs in order to set up his presses; (9) choosing the paper to be used, (10) receiving and correcting proofs and okaying the final go-ahead — and all the back-and-forth communication that such processes require. Then there are (11) shipping costs, and if one has been dealing with an overseas printer then there are (12) even higher shipping costs, customs duties and paperwork (one hires a customs broker), and warehousing and trucking fees. I’ve already mentioned the need for (13) a competent editor and (14) someone to do the page design and layout, image scanning, Photo-shop work, etc. Finally, (15) one has to find storage for tons of books, and (16) deal with fulfillment of orders, which involves the fielding of inquiries, receiving orders, invoicing, wholesaling/ retailing, packing, shipping, insuring and tracking of packages, stocking and warehousing, accounting, keeping income tax records, dealing with returns and damaged packages and refunds, and generally coordinating everything. etc. It’s a piece of cake.

After that, comes the advertising and marketing. Don’t get me started. It requires entirely different resources, different problems, a different mindset, and different skills.

But first things first. Through a friend who had had several books published and had had her own learning curve, I found a printer — Pro Long Publishers, of Hong Kong. I dealt with three printers myself throughout much of this process — the other two being domestic — and I struggled with whether to support the American printing industry or to be unpatriotic and go overseas. This wasn’t a slam dunk by any means. Two things tipped the scale for me. First, the folks at Pro Long really wanted my business and they always returned calls and communications on the same [business] day or the following one at the latest, and gave me whatever information I’d asked for. If it was night-time they’d fax or email me. They were great with sending things (samples of paper, binding material, photos of different treatment options, quotes, timetables, etc.) in a timely manner. It also seemed that they were hardly ever away from the office; they were almost always available. Second, they were cheaper.

I don’t have a reliable opinion about how much more rapaciously competitive Chinese business people are than anyone else is, nor how much of the world’s economy China will eventually dominate, control, and displace American interests from. For me to try to grasp the ethics of economic competition that operate in these matters on even a national level — let alone an international one — is ludicrous. It’s something like watching a sci-fi/stock-car-rally extravaganza and wondering whether I should be rooting for the Colossal Fire-Breathing Insatiable Beast to defeat the Armored Mega-Monster Truck, or vice-versa. It’s just beyond my scale of thinking; but if anyone is to blame for any of this I’d start with Richard Nixon. In any event, I have to say I have seldom seen the level of service that I received, and I am both amazed and satisfied with my experience.

A RETROSPECTIVE ASSESSMENT

A friend asked me whether, in retrospect, writing my books has been worth it. My answer is: don’t do this for the money if you have anything better to do — unless you really want to write a book for the sheer ego-experience of it, or unless you’re near the end of your career and want to leave something as a legacy. Or unless there are lots of pictures of naked people and it might thus sell well. My full costs to produce these books have been beyond reasonable ability to calculate. Authors like John Grisham and Danielle Steele can make money by writing; almost no one else ever does.

My out-of-pocket costs for this project were on the order of $65,000. This paid for editing, page layout, photography, making graphs, scanning, printing, shipping and custom’s fees, storage, ink cartridges, mailing costs, long distance phone bills, professional proofreading, and a hundred other things. More than that, though, I spent about eight thousand hours of my life being a midwife to these volumes — without even counting my very time-consuming misadventure with the University of California. Money-wise, it is a cautionary fact that I’d have made more money if I’d simply stuck to my workbench and used the time to make some guitars; or, if nothing else, I’m pretty sure I’d have made at least as much money by selling used cars.

However, since I wasn’t selling cars nor making as many guitars as I would have otherwise, I did two things to help raise money. First, I borrowed about half the money this project took, from the bank. I’m still paying it back, although I’m making headway on the balance. Second, I put out a pre-publication offering to everyone on my personal email list: ‘buy the books from me now at a discounted price and I’ll send them to you when I receive them from the printer.’ I must say that effort helped. Overall I am glad that I produced these books: they will remain with all of you after I’m gone. And it helped enormously that I didn’t know, at the outset, what it was going to take.

Go out and buy my books.

Posted in Essays & Thoughts, Features By Ervin Tagged books

Guitars, Virtue, and Nudity: The Guitar as an Icon of Culture, Class Status, and Social Values

by Ervin Somogyi
 

In a recent conversation I was asked my thoughts on what, exactly, makes the guitar so alluring? What has made it so… well… so widely loved by people? I mean, it has managed to capture popular imagination so thoroughly that it is a bona fide world-recognized icon. Such things don’t happen by accident. So: how did it do it?

I don’t claim to definitely know what has made the guitar so easy to bond with; it’s neck-and-neck in acceptance with the violin — which, along with its separated-at-birth-twin the fiddle, has enormous currency in very different social-musical circles. I mean, I’m told that there are at least as many violins as guitars made annually world-wide, and somebody has to play them, right?

I more or less doubt that the reason we have perfected the designs of these instruments has to do with anything like a genetically innate sense of preferred shape; if it were, we’d have had guitars and violins 25,000 years ago. But the guitar has been said to be a stylized representation of the female form — the allure of which is certainly timeless. I do believe that there’s something to be said for the prettiness-in-simplicity of the guitar: it pleases the eye right off the bat: it consists visually of a few nicely curved lines (made by two bent strips of side wood rather than the violin’s broken-curved six) that contrast, in an uncomplicated way, with the (mostly) straight lines of the neck and frets. It’s a combination of line and curve that is so elemental that even Picasso found inspiration in it.

There are some obvious reasons for the guitar’s popularity. For one thing, it is portable and one can take it anywhere. In a word, it’s convenient. [NOTE: that word comes from the Latin con (with) and venire (come, or coming); in other words it comes with you; it’s at hand; things that are convenient don’t resist you or put up a fight.] Second, the guitar is capable of playing polyphonic music. Compared to wind, reed, percussion and bowed instruments which can play only one or two notes at a time, the guitar can play chords and melodically complex and interesting music. Third, the guitar is well suited to accompanying man’s primary musical instrument — the human voice — in all its ranges and registers. Indeed, this instrument’s first uses were mostly devoted to that; it was only gradually that the guitar developed its own voice.

Next, I believe that much of the guitar’s charm comes from the fact that it is a physically intimate instrument. As one strums or picks on it one hugs and enfolds it. One literally puts one’s arms around it, and even bends the body over it, as it rests on one’s lap. And there’s a genuine somatic pleasure in feeling it vibrate and respond . . . something a bit like the purring of a cat on one’s lap. At least, this is true of the nylon-string classic and the acoustic steel string guitar, when the player is sitting. I don’t think one should underestimate the sheer physical pleasure of playing this person-sized instrument. I mean, one also hugs one’s cello and harp in much the same way, and the bass drum hangs from one’s tummy; but these lack the guitar’s personal-size quality. Most other instruments don’t offer or require that much body-contact; hands yes, mouth yes, fingers yes, chin yes, ears yes . . . but not much else. The guitar is very much a physically user-friendly instrument.

A fifth reason for the guitar’s pleasingness, I think, is that it is made of wood. There’s something friendlier about wood than metal, ceramic, glass, or plastic can generally manage to provide; wood is warm and invites the touch and handling it has given pleasure ever since people began to use it. Other materials don’t offer quite so much of that.

And then, the guitar makes a lot of music easily accessible. Pretty much anyone can learn three chords in about ten minutes and actually play (strum) songs! And yet, this instrument can, from such a simple beginning, pull one in to an entire lifetime of learning and exploration without getting to the end of its musical, rhythmic, tonal, and expressive potential.

This potential is based in the guitar’s amazing versatility. Whereas most other instruments — whether they be plucked, bowed, percussion, or wind — can’t easily produce more than one voice, the guitar can express many. It can do this because it is capable of emitting a huge range of sheer sound depending on how and where it is played, plucked, strummed, hit, stroked, strung, thumped, or scratched. It can also play pretty much any mode of music and musical expression: fast, slow, rhythmic, syncopated, Phrygian, Myxolidian, Dorian, romantic, richly round and colored, tinny, sappy, sad, ominous, trills, contrapuntal, pop, percussive, sweet, ethnic, classical, blues, sea chanties, cantatas, country, flamenco, fiddle tunes, piano music, Hawaiian, fingerpicking, flatpicking, Klezmer, tremolo, bluegrass, folk, Celtic, gypsy, New Age, mariachi, spiritual, heavy metal, jazz, twelve-tone, mournful, happy, sharp and jangly, bossa nova, monophonic, polyphonic, waltzes, scherzos, schotisses, minuets, tangos, czardas, fado, lieder, Japanese/koto, tambor effects, chordal, choral, atonal, martial, Baroque, Indian, Arabic, Spanish, Balkan, Jewish, Mexican, Italian, ragtime, rock’n’roll, rubato, pizzicato, waltzes, minuets, fox trots, Huapango, madrigal, Andean, Chet Atkins style, Django style, campfire music, fusion, gospel, Caribbean/reggae, acid rock, dirges, tarantellas, show tunes, pop tunes, ballads, son, Bach, Afro-Cuban, klezmer, salsa, ska, New Age, electronic, skank, experimental, impressionistic, bebop, doo-wop, minimalist, Habaneras, Andean Huaynos and Cumbias, Christmas songs, lute and fiddle and piano transcriptions . . . and tons of arrangements of all the above, and every composer from every culture and period you can name, and more. This is sooooo awesome.
 

THE GUITAR AS SYMBOL

All these things certainly illustrate the fact that a large part of the guitar’s charm is that it is extraordinarily adaptive and user-friendly. But there’s more to the guitar’s popularity than a mere list of what music it can play and how comfy it is to hold it: the modern guitar has insinuated itself into world audiences and cultural demographics in strikingly different symbolic as well as musical ways. I don’t know if a lot of people think of the guitar as a symbol of anything, but it is. As to exactly what it symbolizes, bear with me a bit here as I lay out some context.

Symbols are proxies for, and represent clumps of, concepts. Concepts (any concept at all: “mother”, “left hand”, “river”, “love”, “Malaysia”, “protein”, “gearshift lever”, “kangaroo”, “honesty”, “blue”, “mud”, etc.) are formed by our collective sensory experiences (images, sounds, smells, touch, movement, hearing, feelings, etc.) and thoughts/ memories. Well, of course, you say: so what else is new? But the fact is that the guitar exists in a particularly rich and interesting soup of learned conscious and unconscious memories and life-associations. It involves much more of us than just our ears, fingers, and musical tastes. It’s the bedrock rolodex of what we personally know and identify with as members of any group that has any connection with the guitar. Indeed, its tremendous popularity has to be based on this being so. This personal involvement is as much an element of the guitar’s allure as are its musical adaptability and physical friendliness — particularly as one is normally not very conscious of the fine points of this personal involvement.

And, as participants a capitalist society, it is fair to say that we are discussing the guitar not from the point of view of a fan or admirer, but of a consumer (or at least citizen/member) of guitar culture.

I’ve written elsewhere and at length about the developmental, musical, commercial, technical, and cultural history of the modern acoustic guitar, but it wouldn’t hurt to quickly revisit that last one now: it’s relevant to the point I’m trying to make. In brief, the Spanish (gut or nylon string) guitar is a European invention. Originally used by the, er, disreputable and, uh, unwashed masses, Andres Segovia made it his life’s work to rescue this guitar from such ignominy and transform the [classical] guitar into a respectable instrument suitable for playing serious music in the Concert Hall. He succeeded well; the flamenco and folk guitars have had no such champion and have struggled to gain such acceptance.

The steel string guitar is an American invention that was, likewise, only a moderately accepted folk string instrument for much of its early life. It was mostly a creature of the, uh, unwashed masses. It struggled to compete with other popular string instruments such as the banjo, the fiddle, the ukulele and the mandolin — until about 1915, when the Pan-American World’s Fair brought it to people’s attention by partnering it with the then-new and gigantic Hawaiian music craze. The steel string guitar got another huge boost in popularity in the 1930s and 1940s when it became a centerpiece element in the singing cowboy movies. You know, the ones where the good guy (the one with the white hat) fought off great black-hatted odds and through sheer virtue and pluck overcame them and won. Then, at the end, he’d pull his guitar out and sing a song; and instead of riding off into the sunset with the girl he departed with his horse, his guitar, and his intact sexual virtue. I can tell you with authority that that formula really works for eleven-year olds. And it also worked for an American population that was beaten down by the Great Depression and sorely needed heroes and upbeat entertainment. An even more important source of solace and entertainment for people in these times was the radio — and the folk-and-country-music steel string guitar benefited massively by being heard over the airwaves by millions of people.

In effect, this folk guitar had begun to acquire a symbolic identity outside of and quite beyond its practical, social and musical uses.
 

O.K., SO . . . ???

Here, things get even more interesting. While this history has failed to give the acoustic steel string guitar anything like the cachet of sophistication that the classic guitar has managed to attain, it did something else just as remarkable: it has driven the steel string guitar deeply and indelibly into people’s minds as something associated with the honest, hard-working, always-acting-in-good-faith-against-strong-odds good guy. And this acculturation has been unquestioned and successful beyond belief. Consider: not one of you reading this has EVER seen ANY movie, stage play, or tuned in to ANY radio or TV show, or read ANY magazine or book . . . in which the bad guy plays the acoustic guitar. It just isn’t done. The bad guy plays piano, organ, or the electric guitar. There are NO exceptions to this that I know of: the American acoustic guitar is indelibly associated with Virtue, not Vice. Period. Isn’t this a totally cool yet never-consciously-spoken-of social identity? These things are also true, in a way, of the Spanish nylon-string guitar — except that it hasn’t had much of a supporting role in films, and it’s usually played in public by people wearing clean, pressed clothes. And really: who doesn’t want to think of themselves as the good guy?

But what about the electric guitar, you ask? Well, the electric guitar is also an American invention — and it is the black sheep of the guitar family. Played world-wide, it caters to a very different musical demographic. I don’t think it would be far wrong to posit that, given that Maestro Andres Segovia considered the flamenco/folk guitar to be something to get as far away from as fast and far as possible, the electric guitar would have been, by his standards, something to entertain Martians, but not people, with. I mean, no one particularly minds if the electric guitar player sweats while he plays his amped-up decibels under the stage lights, right? One can imagine what Segovia must have felt when his son, begotten rather late in the Maestro’s life, went through a teenage phase of being besotted with the electric guitar.

In any event, the pairing of the acoustic guitar with virtue has some interesting cultural corollaries which necessarily inform the lure and lore of today’s guitar. For instance, my own sense of the iconography of this instrument coincides, to some extent, with the iconography of the [more or less artistically photographed] nude female form. Let me explain what I mean.
 

THE GUITAR AS ICON

The guitar isn’t much of a feature in the world of historical painting as far as I know; and for good reason: much painting was done before the guitar even existed. But photography has come about within the lifetime of the modern guitar, and in the “nude art photography” books and magazines of the 1950s, 60s, 70s, especially, one can see the occasional Spanish guitar being used as a suitable accessory to highlight and contrast with the shape of the nude female form. The same is true in cheesecake pix of the same general period — except that the steel string guitar makes an appearance there. Also, in this genre, the partially clothed or perhaps hiding-behind-the-guitar model will be smiling coyly or beguilingly — and this, along with the fact that cheesecake pix are usually in color whereas “artistic” nudity is photographed in “classic” black and white — is a make-it-or-break-it factor. “Art” strives to inspire; “cheesecake” attempts to seduce. In the latter, the guitar is a prop whose job, along with the model’s coy smile and eye contact, is to suggest that there’s fun (rather than inspiration) to be had here.

The fun element I mentioned above is an ingredient that is used with some discrimination. In “real” or “serious” art photography the model does not express any emotion, much less make faces that, through any suggestion or depiction of enjoyment or pleasure, detract from the . . . cough cough . . . rarified artistic integrity of the oeuvre. The model looks off into the distance, or has her eyes closed. She’s untouchable. If she were real and you tried to approach her and chat her up she’d probably give you a withering look that would lay you out on the floor. And the props themselves (flowers, stones, and vases as well as the guitars) look equally sober. Happily, they are all usually in focus — although I suspect that this is ancillary to anything. But the point is, the Spanish guitar gives sober-looking naked people a touch of exclusivity and class that the steel string guitar doesn’t quite, and the electric guitar doesn’t at all.

To the extent that the cheesecake genre’s props are associated with fun stuff; non-electric (Spanish and steel string) guitars and smiles can go together (I mean, when is the last time you looked at a photograph of a naked babe in a negligee, in the bedroom, holding a saxophone or mandolin?) With electric guitars, on the other hand, things seem to work equally well if the player or model is enraptured, drugged, snarling, sneering, deadpan, or looking at the viewer with outright disdain. This version of the guitar is more familiarly a prop for the type of barely-clothed women who are otherwise showing off their muscles, muscle cars, Harleys, and other accessories of life in the fast lane. Finally, in contrast with its acoustic siblings, the electric guitar isn’t held against the body. At least, not in the same snug and intimate way — and especially not in action shots. There, it is usually hung on a strap and, certainly in the Rock Music version, it hangs down to the player’s crotch, There, the player plays it with largely extended arms (elbows open, definitely not in “holding” or “cradling” position) — in which position instrument’s neck suggests a certain, uh, phallic look. All in all it’s, uh, fairly lubricious. Finally, the decibel count is high. It’s definitely not the listening-to-Bert-Bacharach-in-the-background-with-a-glass-of-wine-by-the-fireplace-at-night kind of thing.

I’ve searched in vain for images of nudes (of either gender) holding trumpets or saxophones, playing pianos or drums or tambourines, plucking on the lute or Jaw harp, blowing on French horns or bagpipes, strumming a banjo or mandolin, or hammering on marimbas. There aren’t any. And one can honestly ask: why not? This must certainly mean something.

Finally, while I am hardly an expert in internet pornography, my researches have located only one image of ANY guitar whatsoever anywhere in cyperpornospace. And it was an ELECTRIC one, not an acoustic one. I think this goes with the reputation of the electric guitar as being the bad boy of the guitar family . . . but then again one suspects that adding a touch of culture and restraint is not, how should I put it, a priority in this domain. I might need to do some more research.

Parenthetically, there’s a parallel process with non-musical props. In “art” photography one will occasionally see the model with a bow and arrow; this usually suggests Diana, the Greek goddess of the hunt. It certainly suggests long-ago and classier things, albeit with a hint of danger and deadliness. There are also decorative vases and neutral outdoor scenery. On the other hand, it is exclusively in the world of contemporary pornography that one sees nudity paired not only with guitars but with rifles, pistols, knives, swords, or other implements that emphasize menace over warmth and safety. In cheesecake the non-musical accessories are generally domestic items such as fireplaces, oil paintings, beds, towels, pools and pool tables, fruit, trees and plants, wine glasses, and horses — and, I repeat, the musical props that one does see in these sets are generally not the ones you have to plug in. In that genre it somehow all works to convey a certain sense of . . . well . . . private coziness.

So, anyway, that’s it: the acoustic Spanish guitar (when it’s playing classical music, but definitely not in its flamenco or folk guise) has longstanding and amply documented associations with highbrow culchah. “Classic” and “classy” have the same root, unsurprisingly. One wonders about the pairing of “cheesecake” and “cheesy”. Insofar as the most expensive acoustic guitars are made of rosewood and spruce, the instrument echoes the formal black-white/dark-light sensibility of the average tuxedo (do you ever wonder about the significance of tuxedos and tails being pretty much only black and white? It’s a highbrow look).

The steel string guitar is currently trying to achieve greater respectability but it still has deep roots in the music of the folk — you know, people who wear brightly colored ordinary clothing, but who do not generally paint their hair nor guitars green or blue. The “rock” electric guitar, famously, doesn’t seem concerned with normal middle-class social approbation. The “country/rhythm-and-blues” electric guitar is loud and fun, but is not outrageous. Last but not least, the archtop guitar has gained a solid foothold on respectability in the rarified world of jazz . . . which was, until not long ago, exciting — but simultaneously disreputable — black people’s music: one had to go to a different part of town to hear that stuff.

In sum, I think that part of the guitar’s allure has to do with our traditional regard for its woods, design, engineering, artistry, physics, sonority, musicality, ergonomics, and historical origin. It also has to do with its phenomenal musical versatility and one’s cultural and social identification. As far as this last element goes, the guitar acts as a proxy for one’s uniform, in a way. One could say that, in addition to all the other things the guitar is and can do, it’s a sort of membership or i.d. card that helps pigeonhole one’s educational and social status. It is also an indication of people’s need for hierarchy, order, and boundaries that some versions of the guitar have been selected out for and dedicated to playing serious music, and some for playing fun music, and some for playing outrageous/outlaw music.

On a different level entirely, and without trying to be facetious, I also believe that there’s an argument to be made for a persuasive fit between the above socio-musical reality and the psychologically informed proposition that there are guitars for the ego, guitars for the superego, and guitars for the id. Not all guitar music soothes the heart of the savage beast; some stirs and stimulates it.

Posted in Essays & Thoughts, Features By Ervin, Lutherie & Guitars

Some Thoughts on the Difference Between Handmade and Factory-made Guitars

by Ervin Somogyi

I am often asked what makes hand made guitars different from factory made ones, and whether they’re better, and if so, how. These are good questions, but complex ones. Handmade guitars are not manufactured goods in the same sense that factory made guitars are manufactured goods. Each is made differently, for different purposes and different markets, and with different intent, aim and skills. Factories need to make instruments which are good enough to sell to a mass market. Luthiers need to make instruments which are successful tools for musicians. Comparing a handmade guitar to a factory made one is analogous to comparing a painting with a toaster: the one really needs to be judged by different standards than the other. I wish to stress that I do not wish to malign either luthiers or factories, but rather to point out how very different their products are in spite of the fact that they can look almost exactly alike.

What, really, is handmade? Obviously, things were literally handmade a long time ago, when tools were simple. But what is one to think if the luthier uses routers, bandsaws, power sanders and joiners and the like? Aren’t these the same power tools used in factories? How can something made with them be handmade? These same questions were asked by American luthiers in the l960s and l970s, because the use of power tools was so very common. After much debate it was decided that the answer had to do with the freedom of use of the tool. That is, guitars could be considered handmade if the tool could be used with a degree of freedom dictated by the needs of the work and the will of the operator. Dedicated and specialized tooling capable of only one operation, as is the rule in factories, did not qualify; neither did the rote assembly, even if by hand, of components premade to identical specifications. These became the standards by which to distinguish handmade from production made.

It might be most true to say that handmade guitars differ from factory made guitars primarily in that factory guitars are mass-produced, and handmade guitars are not. While this may sound obvious and self-evident, a number of implications arise out of this basic fact:

l) Long term repairability. In the long term, a guitar is likely to need tuneups, maintenance or repair work, just like a car. Things like bolt-on necks, and the fact that the repairman may have worked on this or that brand of factory guitar before and knows what to expect, can make certain operations easiser. But otherwise factory instruments are often made with procedures and processes which, although quick, cheap and easy to do within the manufacturing context, can be difficult to undo or work with in the normal, post-factory setting. Guitar finishes are a good example of this. The traditional finishes such as lacquers and French polishes are beautiful, but are skill- and labor-intensive to apply. The increasingly popular polyurethane, catalyzed and ultraviolet-cured finishes are much easier and cheaper to apply, and look good. But, they cannot be repaired or worked with if there is damage. To fix a crack in the wood properly, the finish will need to be completely sanded off and redone. Lacquers and French polishes, on the other hand, are comparatively easy to spot-finish or touch up.

2) Personal relationships. If you deal with an individual guitar maker you will establish a personal relationship with someone which may last for years, and which may become an important one. He will almost certainly be available directly to you to consult with or to take care of some difficulty, and he will feel a responsibility to you for any work he has done. With a factory made guitar, you cannot have this personal relationship with the maker. You will have to settle for the best relationship you can have with either the store you purchased the instrument from or the factory’s customer support hotline.

3) Choices, features and options. Factory guitars are made to strictly unvarying specifications and in large numbers. Each one will be exactly the same in all particulars, and if you want anything a bit bigger or smaller, or in any way different, you will not be able to have it unless you pay extra to have it customized. An individual instrument maker can provide you with an instrument that is tailor-made for you in many ways. As musical styles and playing techniques evolve, instruments with differing scale lengths, actions, neck widths and contours, fret sizes, string spacings, tunings, tonalities, electronics, woods, body shapes and sizes, etc. all become more desirable. But proliferation of design variables complicates production. I’ve been told that in Japan many Japanese customers want guitars exactly like someone else’s, because that’s how things are done in that culture. The factory model serves this need. In the United States, however, musicians more commonly complain about things such as that the neck on a certain brand of guitar is too awkward for their size hand, and that their hands would tire less if the neck were just a little different — but all the necks are the same.

4) Value and price. A handmade guitar will carry a price which reflects its real value in terms of labor and overhead more truly than a factory made one which carries the same price. The former may take 200 hours of someone’s conscientiously invested time and skill; the latter may take 8 to 36 hours of intensely repetitive and automated work. A factory will target a price at which it wishes to sell a certain product and will do everything it can to enable its introduction into the market at that level, including using parts made by others and mounting ad campaigns. A luthier will probably want to make something that’s as open-endedly good as he can make it, without an overriding imperative from the profit motive. Because factory instruments are made for wholesaling and price markup, and handmade instruments are in general not, there is much more room for discounting within the system of retail store markups than an individual maker can offer. Discounting is a marketing tool, and factory made guitars are made and priced so that everybody in the complex chain of recordkeeping/tooling/subcontracting/assembling/advertising/retailing/delivering can share in the profit. Handmade guitars are priced so the maker can survive.

5) Quality. According to a guitar industry spokesman at a recent symposium, quality, from a factory point of view, is the same as replicability of components and efficiency of assembly. That is, the factory man considers quality to be the measure of how efficiently his parts can be identically made and how fast his instruments can be assembled in a consistent and trouble free manner. From the musician’s point of view quality has nothing to do with any of this: it has to do with how playable the guitar is and how good it sounds. This also is, normally, the attitude of the individual luthier, for whom efficiency is important but secondary to his concern for creating a personal and effective tool for the musician. The main ideal behind factory guitars is that they be made quickly, strong and salable. The main ideal behind the handmade instrument is quality of sound and playability. A really well made guitar almost plays itself.

If quality for the factory man has to do with efficiency and consistency in making identical things, it cannot be so for hand makers. And for obvious reasons: there are a lot of hand makers working at vastly different levels of skill and creative talent, and they have different concepts of “best”. Let us return to the analogy of the painting and the toaster to illustrate this point. A painting is something somebody made which may be good or bad, or beautiful, or repellent, or even personally meaningful. Or perhaps unintelligible. Then, some paintings can be amateurish or indifferent. Some are interesting. Some may be pretty damn good. And some are timeless, significant and really great. A toaster, on the other hand, will do what it was designed and built to do, every time, or one fixes it or discards it. One does not normally think of a toaster as being amateurish, meaningful, expressive, trite, evocative, profound, unintelligible, interesting, or timelessly great. This is not what toasters are all about.

6) Craftsmanship. An intelligently run factory is geared to operating smoothly in a standardized, not customized way. Its priorities are automation of procedures and dimensional standardization of parts. A hand maker, on the other hand, is generally flexible and inefficient enough to do customized work in every place where it counts. This methodology is essential due to the innate variability of woods: two identically thicknessed guitar tops can differ by as much as l00% in density, 200% in longitudinal stiffness and 300% in lateral stiffness. Bracewood also varies as much and further compounds the possibilities of mindful wood choice and use. Therefore, while certain components in handmade guitars may be roughed out to approximate dimensions in batches of 4 or 6 or more, the selection of these components, and their final dimensions in the assembled instrument, are done on an individual basis: this top gets those brace-blanks, which are then pared down to that height, which depends on the stiffness of the braced top, its tap tone, and the judgment of the luthier as applied to this particular unique instrument.

As mentioned above, the levels of skill, judgment and attitude among luthiers are variable quantities, some highly developed and some not, depending on how experienced and talented one is. In my opinion many hand makers today are insufficiently trained and experienced, and as a result many handmade guitars are less satisfactory than factory guitars of comparable price. Any luthier worth his salt, however, will continually strive to learn better techniques and improve his work, because personally achieved quality needs to be his stock in trade. He must be good in order to survive. The intent and skill level of factory work, on the other hand, tends to be constant and predictable and does not improve appreciably from one year to the next. Factory work is based more in using the best tooling and jigs available than in developing workers’ skills beyond what they must have so they can operate the tooling efficiently and safely and do work that meets the standards set by the quality control department.

This is, in fact, the essential distinction between handmade and factory craftsmanship. The factory’s craftsmanship is based in division and automation of labor: there is someone who is paid to do each step or make each part. He has to do it repeatedly, many times a day, at a level that meets the factory’s criteria for acceptability. As often as possible, this specialist is replaced by a machine. The handmaker, in comparison, has to be adept at everything. He must spend years to master all the techniques and skills necessary to produce a high quality guitar, and, until he does so, his guitars will be of less than highest quality in some way. The need to perform every operation to a high standard is not unlike an Olympic athletic performance: make one single mistake and you fall short of the goal. To aim so high is an exceedingly demanding, and noble, effort.

7) Playability and action. Since factory instruments are assembled in large quantities, they normally almost all need fine tuning and adjustment before they come into the hands of players. Music stores in the United States often have a person whose job it is to set up all new guitars so that they are most comfortable for the customer. I don’t know whether it is the same in other countries, but I’d be surprised if it weren’t. Set-ups include setting the strings over the frets at a comfortable height, dealing with buzzes, calibrating intonations at the bridge, adjusting truss rods to the stringing, and whatever else needs to be done. Hand makers, on the other hand, will usually have done these things prior to delivery because, as far as they are concerned, a guitar that isn’t as perfect as possible is not ready to be delivered.

8) Sound. The study of the factors involved in the production of tone teaches the instrument maker that small variations in structure in the right places can make important, specific, differences in response. Because there are so many places where one can take away or add a little wood, and because the difference between “a little more” or “a little less” can be critical to a specific aspect of tone, this study takes years. This is the level of work a hand maker engages in and strives to master. Ultimately, he will be able to make guitars which are consistent in quality and consistently satisfying to his clients. The factory approach, on the other hand, cannot spend so much time on any one guitar: its entire operation is based on treating all guitar assembly processes identically. Therefore all tops of a given model are equal thickness, all braces are equally high, all bodies are equally deep, and so on. Tone in a guitar is controlled by paying attention to specific qualities in the materials. Yet, the factory’s focus on treating all parts uniformly bypasses these important factors. Because dimensionally identical guitar tops and braces can be twice the mass and up to three times the stiffness of their companions in the assembly line factory guitars are, essentially and literally, random collections of these physical variables. In consequence, their sound quality will correspond to a statistical bell-curve distribution where a few will be brilliantly successful, a few will be markedly unresponsive, and most will be pretty good. To repeat: a factory work’s chief priorities and focus are production, selling and delivery. It is off the mark to compare this to a concern with making a personal best at something.

9) Durability. Here, again, the concerns a factory and a hand maker bring to their work are markedly different. And for perfectly good reasons. There is nothing wrong with a factory maker’s desire to sell guitars to the public. But each member of this anonymous guitar playing public will treat the guitar with different degrees of care, use different strings, play differently, live in different cities or even countries with different climates, temperatures, altitudes and humidities, and will sometimes take their guitars to the beach or on trips into the mountains. These guitars must be able to hold up against these unpredictable conditions. It is the factory’s concern that these instruments not come back to plague its warranty department with problems and repairwork. To ensure this, their guitars are substantially overbuilt. Hand makers are concerned with making sensitive, responsive tools for musicians who are fairly certain to treat these with some care. These guitars can therefore deliberately be made more delicate and fragile — and this makes possible a louder, more responsive instrument. The factory cannot afford to make fragile, maximally responsive instruments: for every increment of fragility a certain predictable number of damages and structural failures can be predicted, and the maker would sink under the weight of warranty work. The hand maker, on the other hand, cannot afford to overbuild his guitars: they would be the same as the factory version but at a higher price, and they would fail to have that extra dimension of responsiveness which makes them attractive to the buyer. He would soon starve.

10) Machine precision vs. the human touch. Machines will do the same operation, over and over again, to the identical level of precision; there are no bad days or sick days, and they don’t get fatigued or depressed. Hand work, on the other hand, is forever shaped by fluctuating human factors of energy, attention, concentration and skill. For these reasons, most people believe that machines can produce faster, cleaner, more consistent and more desirable products for the consumer, as well as reducing the tedium inherent in parts production. There is much truth in this.

But also, it is a fallacy. This relationship between tooling and craftsmanship only applies in direct proportion to how the machines and operations are completely free of human intervention — as is the case with computer controlled cutters, which are getting a lot of press nowadays. But as soon as any real workers enter the picture factories cannot escape from the same limitations of hand work under which hand makers suffer. This is shown by the fact that a factory’s own quality control people can tell the difference between the level of workmanship of one shift and that of another, and especially when there are new employees. Anyone who has done factory work of any kind knows that personnel problems are the larger part of production problems. Naturally, no one advertises this.

This brings us to the fundamental difference in the logic which informs these different methods of guitarmaking. The factory way to eliminate human error and fluctuation is to eliminate, or at least limit as much as possible, the human. The handmaker’s way to eliminate human error is to increase skill and mindfulness.

11) Is a handmade guitar necessarily better than a factory made one? No. Many factory guitars are quite good, and many handmade guitars show room for improvement. How successful a handmade guitar is, is largely a function of how experienced the maker is and what specific qualities of design or tone he is known for. No one ought to be surprised to realize that beginners will make beginner’s level guitars, and that more experienced makers will make better ones: this is what makes the instruments made by an experienced and mature maker so special. On the other hand, there is considerably less significance to the purchase of an instrument made by a factory simply because it’s been in operation for many years. Long, cumulative experience with the materials is not what they are about, and neither are improvements and advances in design which conflict with profitability.

12) Are factory guitars any better than hand made ones? By the standards of the factory people, yes. They believe that high-volume assembly of premade and subcontracted parts produces superior products. At least one company advertises this explicitly. By the standards of the individual maker, it is possible for factory guitars to be better than individually handmade ones, for all the reasons outlined above. But, in general, factory guitars are “better” only in a limited sense of the word, also for all the reasons outlined above. I wish to emphasize again that handmade and factory guitars are each made with a different intelligence, with different priorities and for different markets. The luthier cannot compete with the factory on the level of price. The factory cannot compete with the luthier on the level of attention to detail, care and exercise of judgment in the work.

13) Are not high-end factory guitars, at least, better? From the view of the musician, no. They are much more extravagantly ornamented and appointed and also produced in limited editions so as to justify the higher price. And they are in general aimed at a quite different market — the collector. For the average musician, the appeal of collector’s guitars is blunted by the high price; and for the serious musician by the fact that their essence, soul and sound are produced under the same factory conditions and with the same concerns as any other product of that factory — with comparable results: random variation of musical quality. But the collector has different interests. He seeks the appeal of rarity, uniqueness and “collectableness” in an instrument and his principal interests tend to be acquisition, owning and display — not playing or using.

The collector’s market of vintage and collectable musical instruments is not large but it is quite strong, and its continual hunger for new products helps drive the production of “collectable” guitars. Factories respond to the demand by producing and advertising limited edition guitars which have, for the buyer, the requisite appeal of uniqueness, scarcity, rarity, and high cost. There are individual luthiers whose work is sought in the collector’s market. But on the whole the difference between factory’s and a handmaker’s collectable work is that the individual guitarmaker’s collectable work is scarce by definition, and ends when he dies. A factory such as the Martin company can turn out limited and special edition collector’s models for generations.

14) A collaborative aspect. I like to think that an important difference between handmade and non-handmade guitars is the degree to which the process is one of collaboration. Makers want to find musicians who are able to appreciate how good their work is, and who can challenge them to do even better work. This is a fruitful partnership. The factory’s needs are overwhelmingly to sell guitars, and usually prefer to form partnerships only with endorsers.

15) How can one really know whether one guitar is better or worse than another? A key factor in the assessing of what is better and what is worse is the somewhat basic one of how educated and sensitive one is to the matters under examination. A discussion of differences cannot go very far without understanding this. The consumer is not merely a passive bystander in this debate but a participant in it, even if he doesn’t know he’s doing it. To illustrate, I want to give you an example of something that has happened to me repeatedly in my experience as a guitar repairman (and which I’m sure other repairmen have experienced as well).

A guitar player called me to report that his guitar, which had worked well for several years, was now not playing in tune. He suspected that the tuning mechanisms were worn and slipping, and he wanted to know whether I could replace these. I said yes, please bring your guitar to my shop. When the caller arrived I examined the guitar and found no problems: the tuners worked perfectly, the bridge hadn’t become unglued, the frets and nut hadn’t moved, the neck hadn’t warped; the guitar was not in any way damaged or broken; in fact, everything was exactly as it should be. What had really happened was that the musician’s ear had improved over time so that he could now hear that the guitar did not play in tune. In fact it never had; but he simply had been unable to hear the dissonances before.

Obviously, a guitar which plays in tune is better than one that doesn’t; but if one is unable to hear this then it becomes a non-issue. With an improved ear, this man was ready for an improved guitar. This same growth of ability to see and hear in an educated and experienced way affects our ability to appreciate nuances of detail, subtlety, and quality. These are the very areas in which handmade guitars can differ from, and excel, non-handmade ones. But, until a player reaches the point of capacity to discriminate, whatever guitar he has is good enough

Online Illustrated version of this article
In Spanish (pdf)
In French (pdf)

Posted in Essays & Thoughts, Features By Ervin, Lutherie & Guitars, Uncategorized

Lutherie Trivia

by Ervin Somogyi

Trivia are inconsequential things. They come from the Latin trivium, which means three roads [tri: three + via: path or road]. It was the custom during the days of the Roman Empire to put up public bulleting boards at points where three or more roads converged, on the presumption that these points carried sufficient traffic to warrant such information-disseminating devices. Onto these bulletin boards were put not only proclamations of general importance, but also notes and notices of local interest and color, public announcements, news, gossip, etc. Since the bulk of the information on these boards was of the homely. local and everyday type, such snippets of information came to be known as trivial, or trivia.

All woodworkers know what a kerf is: it is the space made by the path of a sawblade through a piece of material that is being cut. Most people don’t realize that kerfs are the only known things in the universe that get bigger and bigger until they disappear. Think about it. Other things only get smaller until they disappear. This is exactly the kind of trivial fact that will, if used properly, make you a sure success on your next date.

Luthiers all know what a flitch is: it is a stack of slices of wood or material cut serially from one larger piece. Flitchcomes from Old Teutonic flikkjo, which referred to a side (slice) of an animal, which had been cured (dried and aged). While originally flikkjo was a cured side of any farm animal, it eventually came to refer only to pork. According to historical records a fourteenth-century noblewoman in the Sussex County town of Dunmow, England, attempted to encourage marital contentment by offering a prize called a Dunmow Flitch to any man who would swear that after a year of marriage he still enjoyed marital harmony. The flitch became a symbol of domestic happiness. Parenthetically, the fact that the flitch by then referred to pork gave rise to the phrase “bringing home the bacon” — the byword for a good husband. Unfortunately, according to existing records, only eight Dunmow Flitches were awarded over a span of five centuries. Perhaps some records were lost.

While wood is the luthier’s material of choice, the more basic fact is that he works with a material. That is, he works with a form of matter, the primal substance which is the source of all things. Matter comes from from the Latin mater, which means mother. Matter is, literally and metaphorically, the primordial and essential Mother from which all things come. That language has preserved this connection illustrates how unspeakably important the mother is, in the human condition. But I’d be careful in using this trivium on your next date.

Padouk is a beautiful red hardwood which is sometimes used in lutherie. It’s proper name is Andaman padouk, as it grows only on the Andaman islands which lie halfway between India and Malaysia in the Indian Ocean. Padouk is, in fact, the islands’ only resource of any commercial interest. Years ago, when England had a worldwide empire, the British established a penal colony on these sweltering tropical islands, whose sole work was the logging and harvesting of this special wood. Commercial logging of padouk is no longer done with convict labor, but it’s hard for me to see a plank of this lovely material without thinking of the poor creatures who were once forced to sweat out their lives in cutting it. Also, it makes me think that other woods we use probably have interesting stories behind them, too. The Andaman Islands have left a small footnote in literature as well as in woodwork, in that the villain in Arthur Conan Doyle’s Sherlock Holmes story The Sign Of The Four was an Andaman Island native; in proper colonial fashion, he was described by the author as savage, brutish and ugly.

A computer run on medical records has shown that 69% of the piano players suffer back pain. That’s bad. But not as bad as the 73% of the harpists who hurt similarly. You’re better off as a guitarist, according to the same survey: only 33% of them voice that complaint.

Instrument making is the work of both individual craftsmen and factories, and their work is respectively called lutherie and manufacturing, referring to the fact that individual craftsmen make a few things by hand and factories produce much greater quantities of products by using machinery and division of labor. However, “manufacturing” is a misnomer, as it is rooted in the Latin mano + factus, which signify “hand” + “made” or “done”, and it literally means hand-made. Today, of course, manufactured goods are as far from being hand-made as the people in charge can manage. Mass produced goods are made in factories (once again, from factus: making), which word literally signifies “the places where things are made”.

Most of us know that the Association of Stringed Instrument Artisans (A.S.I.A.) holds a national Symposium every year or two, comparable to the Guild of American Luthiers’ Conventions. And most of us know that these two events are functionally comparable. Yet, their etymologies differ slightly, possibly in a way that can be seen as humorous.Convention comes from con (with) and venire (come, come together; venue, from the same root, generally means place, location, site, position or ground). So a convention is a coming together in a place for a common purpose, activity or discussion. Symposium, on the other hand, comes from syn (together: as in synonym, synchronous, synthesize, syntax, syndicate or synergy) and posein /variantof potein (to drink, as in potion or potable; or Poseidon, the water God) — in other words, a drinking together. This meaning comes down to us from the Greek and Roman custom of having a convivial meeting after a dinner, together with drinking, for the purpose of having intellectual conversation and mutual enjoyment. Put in a more homely way, a symposium is your basic drinking party.

We work with woods from all over the world: it’s one of nature’s most plentiful resources. England, however, has rather little of it: it is, in fact, Europe’s only wood importing country. England used to be mostly covered by forests (remember Sherwood forest and Robin Hood?) but from the seventeenth century on its forests were systematically cut down in service of the needs of the Industrial Revolution, which that country gave birth to. For one thing, raw wood was needed for construction of England’s growing cities and also to build ships for navies of war, commerce, trade and exploration. Second, huge amounts of coal and firewood were needed to stoke the furnaces of the growing iron and glass working industries. As the ground was dug up and trees were cut down, the forests began to disappear. Simultaneously, English landowners found that raising sheep on their lands [to supply the textile industry’s ravenous need for wool] was more profitable than having peasant farmers on it — so they further cut their lands bare to make pastures for sheep and thereby displaced the traditionally rural peasant population into the cities, where it could provide the labor pool for the Industrial Revolution’s work force. The upshot of such deforestation was that the English soil became rapidly denuded of its natural protective cover and erosion on a ferocious scale became, for the first time, a fact of life. Floods and flooding in towns became common events — so much so that drowned domestic animals were often found lying on the ground after a storm had passed. This has given us the phrase about a downpour so intense that it rained cats and dogs.

All plant life has an innate heliotrophism; that is, the tendency to grow toward sunlight and to follow it on its course across the sky. Sunflowers come to mind as an example, but trees do this too — albeit their ability to move is not so noticeable. Trees will want to face the sun with those parts of themselves that first receive sunlight in the morning, and they’ll twist a little bit throughout the day to try to follow it. The degree of twisting will be a function of the species of tree, how much sun it’s getting through the canopy of its neighboring trees, etc. But as a result, over the years, a tree will grow in a corkscrew pattern which is sometimes discernible through the bark and certainly underneath it: just look at some of the trees and telephone poles in your neighborhood. You’re looking at wood runout.

Not all trees exhibit the same orientation of runout. Because the earth rotates on its polar axis and most sunlight lands at the equator, trees in the Northern and Southern hemispheres stand in a mirror-image rotational-angle relationship to the sun. Think of it: artists in the Northern hemisphere prefer Northern light because it’s the most even, and Southern exposures are useful to other purposes. But on the other side of the equator it’s the opposite. And just so for trees. The resultant heliotrophic effect is that trees in the Northern hemisphere tend to turn clockwise, as seen from above (or even below), and trees in the Southern hemisphere tend to turn counterclockwise.

Tropical-region hardwoods get an interesting bonus in the matter of runout. They get the “sunspin effect” in alternating directions as the sun travels back and forth seasonally across the equatorial axis: they get to grow like Northern hemisphere trees some of the time, and like Southern hemisphere trees some of the time. Thus they can grow in layered, alternating directions as a result. This is why woods like mahogany, zebrawood, purpleheart, etc. can grow with internal structures of mixed-direction grain — which property gives them great stability. This kind of interlocked grain is nature’s own plywood.

Hardwoods and softwoods are not named because they are actually hard or soft. Taxonomists have labelled them according to the shapes of their leaves. Softwoods are, by definition, trees that have long, thin leaves; hardwoods are identified by their having broad, flat leaves. The fir that your flooring may be made of, which can stand up to many years of use, is a softwood. On the other hand balsa wood is a hardwood.

Balsa wood, which some luthiers use for bracing, is a South American tropical hardwood named for its use and not its discoverer nor its Latin name: balsa, in Spanish, means raft. Raft-wood is simply the tree that people made rafts out of since the time they first noticed that it wasn’t all that good for flooring.

Good luck on your next date! With any luck it’ll produce an anecdote or trivium worth writing down. And if you know any other trivia to add to this list, I’d love to hear about them.

(reprinted from “American Lutherie” #36, Winter 1993)

Posted in Features By Ervin, Lutherie & Guitars

Whence the Steel String Guitar? – 2/2

PART 2 OF 2

by Ervin Somogyi

In Part 1 of this article I wrote about the origins of the steel string guitar from the vantage point of the macro socio-economic culture of the New World. I used the Spanish guitar, which was developing simultaneously with it, a point of reference and comparison whereby to have a better understanding of both. In this section I will continue to examine the genesis of this most American instrument, take a look at the structural and design elements that make it a unique instrument, and take a guess at its future.

THE SUBCULTURES OF MODERN GUITAR MAKING

The Spanish guitar has come to us out of a European tradition in which fine things are made by, and associated with, individual craftsmen. This doesn’t mean that Spanish (and pre-Spanish) guitars weren’t produced in large numbers in guilds and factories: they were. And it is not that hand craftsmanship is inherently superior to other forms of organization of production. It is rather that the roots of European lutherie predate the industrial revolution and hand craftsmanship was the main option for a long time. As such, the level of skill brought to lutherie was quite high, as a visit to any museum with a good collection of historical string instruments will show. But because this kind of lutherie was associated with real individuals — despite the historical existence of numerous major centers of large-scale production of musical instruments — a tradition has been created whereby modern Spanish guitar makers are the inheritors of some past heroes to look up to and whose work they can emulate and not depart too radically from. These revered icons are people like Antonio deTorres, Hermann Hauser, Luis Panormo, the Fletas, the Ramirezes, Francisco Simplicio, Santos Hernandez and other famous European makers. Modern Spanish guitar luthiers like to think of themselves as walking in these originators’ shoes, or at least on the path that they traveled. As I said, none of this has stopped Spanish guitars from being produced in great numbers in factory settings; but the basic design has not changed much in all this time because its acceptability is still rooted in the traditional look — as well as the fact that the design continues to be a successful tone producer.

On the other hand, American factories were for many decades the only source of steel string guitars. Lutherie in the European craftsman’s sense of the word never took hold on this side of the Atlantic, and the Martin, Gibson, Washburn and Epiphone guitar companies, more than any other brands, have provided the models and standards of what a steel string guitar ought to be. Accordingly, the design of the steel string guitar has always been subordinated to the requirements of the production process, and this has in turn dictated the possibilities of the guitar as a musical instrument. With the exception of the prolific Larson brothers, and jazz guitar makers such as John D’Angelico and Mario Maccaferri in the early 20th century, no individual luthiers became prominent, successful or famous 1. In consequence, however, the contemporary American steel string guitar maker is deprived of a personal link to the past and he must either identify with a largely production tradition, or claim independence from tradition and sort of give birth to himself 2. There is now a small core of very good contemporary individual steel string luthiers who could serve as models to others. They’re all from the postwar period, and it’s not the same as having pioneer models from a hundred and fifty years ago. Yet, it’s a beginning.

THE STEEL STRING GUITAR’S “X” BRACING

The “X” bracing associated with Martin guitars is the model, pattern, template and standard used the world over for reinforcing steel string guitar faces. Pretty much all steel string guitar bracing is based on that model (fig.1). Those who don’t copy Martin’s “X” bracing outright produce minor variations of it, making the tone bars or fan braces a little flatter or taller, or longer or shorter, or spacing them farther apart or closer together, etc. This is all for good reason: the “X” brace works. Well-crafted steel string guitars using this bracing system can produce sounds that no other arrangement of parts has been found to surpass in either volume or warmth. Not least, “X” bracing is the steel string guitar’s chief distinguishing structural and tonal feature that sets it apart from the Spanish guitar, which is almost universally constructed and voiced with fan bracing.

Fig. 1 Interior view of a Martin guitar face: it is the model for virtually all steel string guitar bracing as depicted in any book, how-to video, newspaper/magazine story, published lutherie article, or guitar magazine/trade journal advertisement.

Interestingly, the “X” brace, which we all think of as being well adapted to handling the pull of metal strings, was being used by the Martin Guitar Company as early as the 1850s, when it was (along with every other manufacturer) making only gut string guitars — a full sixty to seventy years before metal string guitars came into general use. Of course, in those early times and for those stringings, the “X” brace was comparatively small and delicate.

Structurally speaking, gut strung guitars didn’t require “X” bracing — even when soundboxes were enlarged and scale lengths increased. But the structural reason why “X” bracing works so well in the modern steel string guitar is that it is most resistant to distortion in the area in front of the bridge, where the stresses pushing down on the face are greatest. The reason for its tonal success is that it succeeds in unifying the face, for vibratory purposes, better than anything else previously devised. It seems unlikely that “X” bracing was the result of any tonal considerations in the way of improvement over the possibilities given by the fan bracing universally used in the Spanish guitar of that time: fan bracing was only first being used in these at about the same time as the earliest “X” braces appeared in the United States, and there would have been little if any frame of comparative reference at the time. Both, in fact, seem to have been developed simultaneously out of the earlier smaller fan and ladder-braced instruments, as well as from the pursuit of different social imperatives, musical challenges, commercial needs, and plain old mechanical inventiveness 3.

It seems to me undeniable that we have the Larson brothers Carl and August — already mentioned above — and not the Martin Company or any other manufacturer to thank for adapting the gut-string guitar’s “X” bracing successfully to the needs and design of the modern steel string guitar. To repeat: starting in the 1890s, they made the first steel string guitars sturdy enough to not collapse under the pull of steel strings, and yet not so overbuilt that they lacked sound. The Larsons achieved this in part by enlarging and beefing up (with increased size and laminated construction) the previously too delicate “X” bracing, by doming their guitar tops, by reinforcing the guitar necks, and by increasing the size, shape and gluing surface of the bridge. These design advances notwithstanding, it wasn’t until the 1920s that such guitars were produced in sufficient numbers by factories for them to become — as it were — principal players in the popular market.

SUMMING UP

The commercial, developmental, musical, technical and artistic history of the guitar has been a complex one. The design and parameters of the Spanish guitar have been largely set for a hundred and fifty years. Classical guitars made a hundred years ago and guitars made today don’t look all that different from one another; the traditional look of the instrument has prevailed. At the same time this instrument’s music has of course advanced and its repertoire been enlarged, and the techniques for its playing have been refined although not changed much. The steel string guitar, in comparison, is experiencing a contemporary explosion of design, shape, dazzling and original ornamentation, technique, music, and, not least of all, seriously talented makers and players.

To date, many books have been written about one or another aspect of how all these things came to be, and about the individuals who wrote and played significant guitar music — and many more will yet be. But there exist a few pivotal elements and individuals behind the success of the guitar as we know it today, without which almost none of us in the business (at any level) would be able to survive. I would say that the worldwide acceptance of the Spanish guitar can rightly be attributed to the DuPont employee who discovered nylon, if only by accident, in 1930: within fifteen or twenty years this led to making an instrument which had until then been notoriously expensive to put strings on, and therefore limited to being a middle class musical object, all of a sudden accessible to the masses 4. Also, the worldwide popularity and acceptance of the flat-top steel string guitar as we know it today is, in my opinion, attributable to the genius of the Larson brothers who, regardless of how cheaply (and therefore accessibly) a guitar could be made in their day, made the first ones that could be used without sooner or later collapsing under the pull of metal strings.

While the hand/small-scale making of guitars has grown on this continent to compare with anything that exists in Europe, so has factory guitar making grown. And then some. Industrial-level guitar making such as has dominated the American scene since the beginning has been rapidly spreading — into Japan, Korea, Mexico, the Philippines, and now China: anywhere, as a matter of fact, where there is cheap labor. I’m not optimistic in contemplating the future of American lutherie — as far as the making of any kind of guitar goes — from the standpoint of the requisite basic hand skills that an individual must master in order to become a self-sufficient and skilled workman. The roots of such skills need to be put into place rather early in life for them to be fruitfully and fully integrated into one’s adult work and, from what I’ve seen, today’s younger generation is much more deficient in such basic skills than my own was. Young people don’t seem to tinker, futz, putter, sculpt, whittle, make model airplanes, play with erector sets, fix up old jalopies very much, or participate in imaginative play/role playing with real things 5 — as opposed to engaging in virtual pastimes designed by people who have been paid to do that — and the manual arts in this culture are, in general, lagging far behind ability to manipulate 6 computers and other electronic devices. I think this is a fundamental loss the results of which won’t be understood or missed, or perhaps even noticed, for another generation. If we are or have been in any sort of golden age of guitar making, it will have been built on a combination of manual skills and creative intelligence, not labor and time management in the service of acquiring practical, technical and virtual skills.

1. Even the Larson brothers, who had made pioneering contributions and significant innovations to steel string instrument making, were forgotten after their deaths — until they were rediscovered by American musicologists, and the guitar culture, of the 1960s. A large part of the reason for this is that, unlike the Spanish luthiers whom we know of who made guitars under their own names, the Larsons produced instruments under many others’ labels, including Euphonon, Prairie State, Maurer, Dyer, WLS (“World’s Largest Store”), Stahl, Stetson, Leland, Meyer, Larson and other labels.

2. I think it’s interesting that the highest-quality European guitars are associated with an individual maker’s name, and that young luthiers try to make a career out of furthering their own names as associated with their products. In this country, however, it’s not uncommon for young luthiers to try to market their instruments under a commercial-sounding name to which they’ve subordinated their own, such as: Running Dog, Moonstone, Bear Creek, Timeless, Golden Wood, Evergreen Mountain, etc. This is an interesting cultural difference.

Another one is that since at least the 1930s, when Andres Segovia was concertizing around the world, it’s been common — in classical guitar performances or recordings — that the maker of the guitar being played is mentioned in the concert program or on the record jacket. To my knowledge this was unknown for the steel string guitar and its music until the late 1970s, when I began asking that my name be mentioned on record jackets as the maker of the guitar being played. Of course, this has a lot to do with the fact that there really was no significant steel string solo guitar outside of John Fahey, Leo Kottke and Doc Watson, until the Windham Hill label established solo guitar music as a viable musical genre in the mid 1970s.

3. Although gut-strung guitars do not and never did, strictly speaking, require “X” bracing, it undoubtedly worked to make the guitar a more successful musical instrument than the earlier, smaller, ladder-braced and fan-braced versions had been. As far as the advent of the “X” brace on American shores goes, it seems likely to me that it was noticed that (1) lightly constructed longitudinal or diagonal bracing elements made better sound than the ladder bracing which was common to earlier guitars, and that (2) diagonal bracing that bound the topwood’s fibers together in a cross-grain latticework would (3) enable guitars to survive seasonal climate changes better than braces which simply followed the grain, as fan bracing does. After all, the early American makers and players all had the greatly-changing East Coast seasons to deal with. This (4) would also have gone hand in hand with the fact that, unlike the concurrently developed Spanish classical guitar and its increasingly formal middle-class uses, Martin, Washburn, Gibson, etc. were making instruments in these greatly-changing East Coast climates for the playing of steadily increasing-scale popular and folk musical entertainments at both indoors and outdoors events. “X” bracing served the needs of wooden soundboxes played under those ambient and atmospheric conditions.

4. The DuPont company found it could make stockings and fishing line out of this new substance. But it was fishing community of Southern Spain, and the fishermen of the Spanish port of Cadiz in particular, that brought the attention of this inexpensive new guitar-string-substitute material to its guitar playing community; thus it was really the flamenco guitar players of Andalusia who discovered the nylon guitar string. My thanks to luthier and guitar authority R.E. Brune for these insights.

5. Toys, dolls, tools, furniture, paint, clay, wood, camping equipment, clothing, etc., as opposed to what might appear on a computer or television screen. It’s what Piaget called “formal operations”, which he identified as an important developmental stage in his study of how young humans grow.

6. It’s an ironic choice of a word within the context of this discussion, given that it originally meant “use of the hand to effect something”. Another irony is that “manufacture”, which has the same root [manu, mani, or manus , meaning hand], originally meant “the making of something by hand”. These things are manifestly so.

Posted in Features By Ervin, Lutherie & Guitars Tagged steel string guitars

Whence the Steel String Guitar? – 1/2

PART 1 OF 2

by Ervin Somogyi

Although guitar-like stringed instruments have been identified in tomb paintings from as long ago as biblical Egypt, guitars themselves only emerged as instruments with their own identity in sixteenth century Europe — and what we think of as the modern guitar didn’t exist before about 1850. As its “invention” by Antonio de Torres — who is considered to be the father of the modern guitar — preceded both nylon and metal string-making technologies these, and earlier, guitars were all (like violins) gut-strung.

THE GUITAR IN AMERICA

It is difficult to overestimate the importance of stringed musical instruments in nineteenth century American popular culture. The guitar, the mandolin, the fiddle, the banjo, etc. were all very user-friendly; they were portable, they were affordable, and one could learn to play recognizable music on them fairly easily. They were, along with song, the solvent for any social activity; they were how people entertained themselves, acculturated themselves, met one another, and simply passed time when they weren’t at work. Music societies and clubs, reams of printed music of simple and romantic ballads, guitar and mandolin bands and orchestras, music methods and instruction of every type, dances and musical social events, formal and informal parlor get-togethers, outdoors festive entertainment, traveling musical shows, etc. were a mainstay of social life in the days before there were movies, radio, television, theatre, widespread literacy, organized sports, the vast modern array of self-improvement activities, or easy means of traveling (and destinations to travel to) in one’s leisure time. People simply occupied themselves with music a lot 1. And what an immense musical market this was for those on the supply end! This is where factories such as Gibson, Washburn, Epiphone, Harmony and Martin come into the picture.

For all these reasons that existed within the context of the American musical, social and cultural market, the steel string guitar as we have known it has not been associated with the genius of any individual luthiers — certainly not in the way the pioneers of the Spanish guitar are thought of. The pioneer American makers whose names we associate with the guitar today, such as Martin, Washburn and Gibson, aimed at and achieved production, not lutherie. In contrast with the trained-craftsman inception of the classical guitar, the steel string guitar has been a creature of the factory. Those pioneers who survived and thrived at guitar making did it in a thoroughly businesslike way through establishment of production facilities, organized advertising campaigns, systematic catalog sales, targeting of the greater instrument-teaching community, widespread marketing of a multiplicity of features/options/designs [exactly like we sell cars today], large-scale subcontracting of assembly operations, importing and, finally, hard-working distribution, sales and shipping networks. There were scores of small and independent makers in and near the big cities all throughout the 1800s and later, to be sure, but they were serving a mass market of enormous size, and their individual identities became entirely subordinated to it 2. In consequence, the small-scale American makers — whether they made a product under someone else’s brand name or their own — are all forgotten. The single exception to this is the Larson brothers (see below), who, from the 1890s to the 1930s, made pioneering contributions and significant innovations to steel string instrument-making. Yet, even their work was largely lost to memory and would now be forgotten had it not been rediscovered in the folk music culture of the 1960s. The steel string guitar has never been the Star in the same sense that the classical guitar has been the Prima Donna in much of the music played on it: it’s been far too populist and popular an instrument 3.

THE IMPACT OF METAL STRINGS

The overwhelming majority of guitars of the mid-to-late 1800s were gut-strung. Gut strings were expensive: a single one could cost as much as a working man’s weekly disposable income; therefore the guitar tended to be owned by middle class people who could afford to feed it.

But metallurgy and wire-making technology was making great strides in the early and mid 1800s, driven largely by the huge migration of settlers moving Westward; they needed wire for fencing with which to mark their homesteads, farms, ranches, and fields. Untold thousands of miles of wire for fencing were thus made . . . and in the process some of the wire was adapted to the needs of musical instruments. When metal strings became available they were quickly found to be one-fifth the price of gut strings, and longer lasting, and louder — which of course made them doubly appealing to a growing mass market.

However, the quest for louder guitars came up against the laws of physics and most of the first guitars strung with steel strings didn’t last long: they commonly developed bent necks, warped faces, pulled-off bridges, and suffered various other failures 4. Starting in the late 1800s, brothers Carl and August Larson made the first durable steel string flat-top guitars in response to these circumstances. The success of their designs were based in two things: first, excellent workmanship; and second, the intelligent application of engineering-sense to flat-top instrument making. In fact, their seminal contributions are recognized today largely because their instruments have survived — when most of their predecessors’ and contemporaries’ have not. This is yet more remarkable in light of the fact that the Larson brothers’ overall production was minuscule in quantity compared with factories that were turning out thousands of instruments yearly 5..

At about the same time as the Larson brothers were inventing the durable flat-top steel string guitar, Orville Gibson was solving the same structural problems by making his steel-strung guitars arch-topped; while that design/technique is the subject of a separate article, it should be pointed out that here also, as far as the emergence of any individual American craftsmen whose names might be associated with improvements in the steel string guitar is concerned, only that of one other — Lloyd Loar — has come down to us.

Once the Larsons and Orville Gibson had created durable versions of the steel string guitar, it participated in all the musical fads and ferment that came and went in the late 1800s; but it didn’t become an instrument made in large numbers or with a principal identity of its own until the 1920s — surprisingly late in its history. There simply wasn’t sufficient critical mass of interest in its sound until then, and the factories had not seen it as a moneymaker. Gibson made the first factory-made steel string guitar produced in quantity — the archtop jazz L5 — in 1922. Martin & Co. switched to making mostly flat-top steel string guitars only in 1929, after almost a hundred years of having made everything else. And the rest, as they say, is history.

COMING INTO ITS OWN

While the flat-top steel string guitar became accepted into the popular musical mainstream in the 1930s, it only began to be taken as a serious instrument in the 1950s. Before then the steel string guitar was, musically — at least in white society — something fairly tame and sedate; it had found its place mostly as a parlor instrument or as a rhythm, accompanying or orchestral instrument and, as mentioned above, as an instrument of broad and frequently informal social entertainment. With the exception of the archtop guitar’s extensive use in jazz by prominent players such as Django Reinhardt, there was no solo guitar to speak of until the 1950s. There wasn’t even any serious or challenging body of music for the steel string guitar until recently and, outside of jazz and blues, most songs played or accompanied were folk melodies, simple ditties, classical transcriptions, fiddle tunes adapted to the guitar, or orchestral arrangements.

The folk music culture of the nineteen sixties brought into mainstream consciousness the Mississippi Delta blues stylists and singers who would otherwise now be forgotten but who have influenced a new generation of blues players and singers. Individuals like Hank Snow and Merle Travis pioneered the playing of actual melodies on the guitar. Doc Watson, within our lifetime, became the first serious steel string guitarist the world knew, and remained the only one for about ten years. He was eventually joined by players like Clarence White and Dan Crary, who became seminal influences in opening up the musical possibilities of flatpicked steel string guitar — and John Fahey and Leo Kottke, who are the initiators of the continually growing fingerpicking idiom which now includes players such as Alex de Grassi, Chris Proctor, Peppino D’Agostino, Duck Baker, Stefan Grossman, Peter Finger, Ed Gerhard, Tim Sparks, Martin Simpson, Pat Donohue, Doyle Dykes, Michael Hedges, Jacques Stotzem, Pierre Bensusan, John Renbourn, Lawrence Juber, Shun Komatsubara, and many, many others. This music is enriched by its receptivity to and inclusion of elements of folk, ethnic, ragtime, Celtic-Irish, jazz, blues, Latin, Caribbean, African, and classical music — and those instrumentalists such as Dale Miller and Steve Hancoff who are transcribing from such influences for the guitar must also be acknowledged. Then, one mustn’t forget to include mention of the re-popularization of Hawaiian slack-key music through the efforts of musicians such as Keola Beamer. Finally, no list is complete without mentioning Chet Atkins, whose influence and work with the guitar is impossible to overstate and requires a book all its own. obtainable. The list of individuals who have been prominent in the various types of its played music is long and includes prominent players of bluegrass, blues, folk, country, jazz, fingerpicking, ethnic, balladeering, fusion, new age, and just about every other idiom. Nonetheless it is most important to note, with regard to the history of the modern steel string guitar, that it is so new that many of the very important people in its musical development are still alive, and their music freely obtainable 6.

If the Spanish guitar was established as a serious instrument within the timeline starting with Torres and ending with Segovia, then one could equally maintain that this — now — is the golden age of the steel string guitar. Within the past fifty years it has gone from being a mostly unknown backwater to the point that it has worked itself into all music, especially ethnic music, worldwide — and is now being used to play music that is serious, complex and challenging.

In the second installment of this article we’ll continue to examine the cultural and economic forces that gave birth to the steel string guitar, although from not so Macro a point of view. We’ll also examine the main structural/tonal element that is the signature difference between the steel string guitar and its Spanish sibling — namely, the “X” brace — and how it came into being.

1. Actually, people in those days threw themselves into musical fads with an energy and on a scale that is hard for modern folks to appreciate: the mandolin craze dominated popular music for about ten years — during which guitar music took a back seat; jazz became its own craze — but not initially for mainstream white people; banjo music was extraordinarily popular for some years, during which sales of other instruments leveled off. Steel strings themselves got a major boost in 1915, when bands playing at the San Francisco Pan-Pacific Exposition ignited a serious craze for the whiny steel-string sound of Hawaiian music which had, until then, been middlingly in vogue. Hawaiian music became the style of the day and pianists, guitarists, mandolinists, etc. fell in love with and played endless Hawaiian rhythms and melodies; in fact, so huge was this new interest that for several years after the Exposition companies such as Martin were making and selling more Hawaiian guitars and ukuleles than anything else. But somehow, through all these musical fads, influences and cycles, the guitar seems to have had greater staying power than its companions the mandolin, banjo, and the ukulele.

2. Consider, also, that there were no prominent solo guitarists such as the Spanish guitar makers had already begun to make individual and personal instruments for — and would continue to make them without competition, until steel string guitar players first began to become soloists in the 1950s.

The earliest Spanish guitarists were stars such as Sor, Pujol, Tarrega, Llobet, etc., whose names we remember today. But even before these came to the fore, the Cremonese (and other) European violin makers had since the 1600s been making instruments for the likes of Sarasate, Paganini, and countless other prominent individual, court and concert violinists, etc.

By way of contrast, the earliest Heroes of the Guitar that American culture produced were the Depression-era folk singers like Woody Guthrie and the singing-cowboy heroes that were simultaneously manufactured in large numbers by 1930s Hollywood.

3. This is quite literally true. Musical culture in which individual personalities became societally prominent had its genesis in the courts and wealthy patrons of European capitals. This became fully as true for performers and for composers as for instrument makers. Socio-economically, this has always been a package-deal kind of thing.

4. Mandolins, etc, could hold up because they had shorter necks and their faces were arched to hold the bridge tensions. But guitars had no such protection: their faces were bigger but flat, their necks were long and unreinforced, and their bridges were small with inadequate gluing surfaces. Consequently, the necks warped, the bridges pulled off and the faces caved in. Furthermore, the same guitars would often be marketed with both metal and gut strings, without any structural provision being made for the increased tension other than a retrofit tailpiece.

Or, people would put the cheaper metal strings on whatever guitar they had simply because they were affordable. A steel string guitar’s high “e” cost about ten cents; a gut one about fifty cents: that was a week’s disposable money for a lot of people. And if one wanted to pick their music in vigorous Nick Lucas style rather than to pluck in the gentler, more romantic parlor-balladeering style, then one could fray one’s way through a whole set of expensive gut strings in a single evening.

5. Today there’s an appeal to the small-scale business or operator. But in the early days of rapid American economic expansion, when large immigrant populations struggled to establish themselves in the ferment of its commercial culture and plunged into business possibilities which all seemed wide open, “big” was admired and “small” was not. It’s sometimes difficult to evaluate just how large a factory or the scale of operation might actually have been, because businessmen learned quickly to aim high and to exaggerate in order to project success. Photographs of otherwise modest production facilities were sometimes doctored to make them look like sizeable industrial complexes; in musical instrument production figures were inflated, sometimes by the direct method and sometimes by including imported instruments as well as made ones, etc. The Washburn Company — which was in reality a very large complex of subcontractors, factories and importers — in 1900 alone claimed production of 100,000 instruments. If this is accurate, then it very likely included instruments imported from Europe. But it is a nice, big, round number which is remembered more than a hundred years after the fact.

6. My thanks to Dan Crary and Muriel Anderson for these perspectives.

Posted in Features By Ervin, Lutherie & Guitars Tagged steel string guitars

Why Are There Differently Constructed Classical Guitars?

by Ervin Somogyi

I was recently asked the following question about classical guitars:

How is it that some of these guitars are very solidly made (they feel like they have a lot of wood in them, and their tap tones suggest a sturdy construction), while other guitars are quite evidently more lightly constructed and give off much more open tap tones? I know that some of these will have five fan braces, and some have seven, and some have nine, and so on . . . but outside of that shouldn’t these guitars all more or less be the same, as far as the basic structure of the soundbox goes?

This is not a bad question: having a multiplicity of fundamental constructions is confusing.

I have several answers. The first one is that the question itself comes out of an idea that “the classical guitar” is one kind of thing and one kind of thing only . . . more or less like the suggestion that “chocolate cake” is one thing only. There are in fact many recipes for, and versions of, a good chocolate cake, just as there are for classical guitars; the fact that one maker (or cook) is well known for producing one version of this or that does not mean that others cannot make perfectly good versions of their own.

People seem to have the idea that classical guitar music is . . . well . . . always pretty much the same classical guitar music. Well, no; let me offer a perspective on flamenco music by way of illustration of how every music changes. There is now “authentic” flamenco and “modern” flamenco, and “flamenco jazz”, and “fusion” flamenco, etc. But even in earlier and simpler days, when there was only “authentic” flamenco (that was more simply structured than the zippy and jazzed up modern versions, in which playing techniques were rudimentary, and in which the spellbinding riffs and fingerings that are taught today didn’t exist), it was not the monolithic thing that such a label suggests. For one thing, one couldn’t really make a living at it; most of the players had day jobs and they couldn’t practice eight hours a day. And they consequently stayed put wherever they lived and worked. And for that compelling reason, even at its earliest and simplest, flamenco was considerably varied in its local musical sensibility, emphasis, and detail. There was Jerez-flavored flamenco, Sevilla-flavored flamenco, Moron-flavored flamenco, Cordoba-flavored flamenco, Huelva-flavored flamenco, Malaga-flavored flamenco, Cadiz-flavored flamenco, etc., as well as the more rudimentary flamenco played in the smaller towns and villages. Remember: this was at a time when one’s life was town, family, and neighborhood based; electricity and entertainments that you didn’t produce for yourself were scarce, and travel and communication outside most communities were limited. Those who did travel and were more widely familiar with the music could distinguish one “version” from another. Finally, those performers who toured, and/or were more talented, and/or were in the right place at the right time, and who consequently became better known to the public, became de facto representatives of “real” flamenco. In reality, however, regardless of whether it was well known, or slightly known, or obscure, it was actually all perfectly good flamenco.

One could undoubtedly say the same things about jazz as one also could about chocolate cake, onion soup, and classical guitars. There is no way for any of these to have ever been of one type only. As far as consistency of form goes, consider that the only music that is known to always be homogeneous and consistent, from place to place and time to time, is army marching band music; and we all know how wonderful that is.

Getting back to the classical guitar: it is a creature of its time, just like anything else is, and one can gain a better understanding of it by paying attention to the relationship between this instrument, the music of its time, and the musical uses and repertoire that it has been expected to direct itself to. The modern guitar itself was first invented as an accompanying instrument for the human voice. As such, its sonorities, volume, and registers worked best when they were well adapted that most elemental of musical instruments, the human voice. For this reason the first Spanish guitar was (mostly) the folk guitar: the instrument used by ordinary people who sang everyday songs at weekend events, and which eventually evolved into the modern flamenco guitar as the accompanying instrument of choice for that music.

Of course, the same Spanish guitar* was soon put to use in “serious” musical performances that showed off the musical voice of the guitar itself. For such musical entertainments the best guitars were those with the greatest tone coloration and dynamic range (rather than any primary quality of just being bright and loud enough to be heard alongside and above the singing). And of course guitars would have been built with these “more serious” tonal qualities in mind.

[* NOTE: this was before the musical musical categories of flamenco, folk, or classical existed. Spanish guitar makers themselves, as late as the 1950s, didn’t make a distinction between “classical” or “flamenco” guitars. They made “guitars” at different price levels, using more or less expensive woods and features, etc. But the uses these instruments were put to were the owner’s affair. It should surprise no one that the middle class customers, who liked more formal music, could afford the more expensive rosewood instruments. After a critical mass was reached these dark wood guitars became associated with “serious” music, and came to be regarded as the “classical” guitar. The everyday folk, who were going to use their guitars to entertain themselves with, bought the cheaper guitars made with the local and light-colored Spanish cypress: these eventually became the flamenco guitar, by default. But even as late as the 1950s, a hundred years after the modern guitar’s size and shape were formalized, Spanish luthiers made only “white” and “black” guitars (guitarras blancas y negras), referring to the respective colors of the most common woods of choice for the backs and sides and not the musical use to which the guitar was going to be put.]

Once guitars with “more serious” tonal qualities appeared, and the Western musical repertoire became further enriched, there came further forks in the road for the guitar to negotiate. The music of the Romantic period needed to have a “romantic” voice that was rich in overtones, warmth, and nuance. Music of the Baroque repertoire is more lush and requires rich sustain and musical coloration. Music of the classical repertoire requires good separation of tone, evenness of response on all strings as well as all the way up and down the fingerboard, and also brilliant trebles. Players of the more modern atonal repertoire are happiest with guitars that have sharpness/crispness of tone, less sustain, fewer overtones, and better definition of notes. Now, the modern guitar was invented after some of these musical periods, so it could not have participated directly in those musics in their time: other musical instruments would have been in use. But, in due time, these qualities of tone were increasingly in evidence as the guitar emerged as a solo instrument and was adapted to play transcriptions of music with these varied and particular sensibilities.

On a more contemporary timeline, concert performers require projection, even if it obtainable at the cost of musical beauty; they need to be heard in the back row. For such uses, one needs a “far field” guitar — such as the Smallman lattice-braced guitars and the Dammann and Wagner double-top guitars. In these instruments and others like them, the quest for sheer volume at the expense of other qualities has come center-stage.

On the other hand chamber performers require much less projection and instead need guitars with close-up tonal warmth, interest, and complexity; the back row isn’t all that far away. For such uses one needs a “near field” guitar. Neither “far field” or “near field” guitars are better; they are simply different. One can get a sense of their musical personalities by simply listening to the quality of the notes one hears in guitar recordings; the notes played by contemporary players will have a spare sound compared to the lush warmth heard in Segovia’s older recordings.

For the player as well as the maker, today’s guitar is rather like standing in a buffet line: you can have some of this and some of that, but you can’t have some of everything. At least, not in one guitar. On the other hand you can go through the buffet line again and have more than one guitar. That’s perfectly o.k.

Posted in Features By Ervin, Lutherie & Guitars Tagged classical guitars

STEEL STRING GUITAR BASICS

Almost everybody knows that a steel string guitar has metal strings, as opposed to classical guitars, which are strung with nylon. But many people don’t know anything else about the steel string guitar’s construction, its parts, its materials, or its origins — other than that they know and associate the name Martin with such guitars. This is intended to be a beginner’s level introduction to this versatile and interesting stringed instrument.

Classical Guitar
Steel String Guitar


Why are there six strings? 

Seventeenth and eighteenth century guitars had five strings, or sometimes five pairs of strings. These were used to play music which was fairly simple in structure in that much of it comprised of single note melody runs and chords made up of only a few notes. These instruments all replaced earlier, four-string ones which played even simpler monophonic music.

In due time it was found that the addition of a sixth, lower, string made the guitar a much more satisfyingly expressive instrument. It could then play a wider and more complex range of music, and also, by virtue of the addition to the bass register, the music sounded richer. Today, with the exception of a few guitars which have eight or ten strings and are used to play extended-range music, all guitars have six (or six pairs of) strings. It is, in fact, the arrangement that works best to express almost all music, as humans like it, today: if the guitar had fewer or more strings it would be limited in that it would not express some music very well, or it would become a specialist toward expressing some other kinds of music very well indeed. Six is, in effect, the most workable compromise yet found for guitars.

Lutes, interestingly, had a very similar history. The first lutes had six courses (five doubles and a single high string), or eleven strings. As lute music and technique changed, and as audiences grew larger and created a need for louder and louder lutes, luthiers kept on enlarging the beast until in the Baroque era — in which both music and decorative art were over the top in lushness and complexity — the lute had twenty-eight strings. No single one of these models of the lute ever dominated, by the way; they just kept on growing until they couldn’t grow any more. Today, lovers of early music have generally preferred the eight-course lute (seven doubles and one single) . . . as the best compromise instrument that allows them to play both the simpler early music and also the more lush Baroque repertoire. In exactly the same way — except for the fact that it is dominant — the six string guitar is a compromise that has defined what the guitar ought to be.

Were there always metal string guitars?

No. The technology for making metal strings developed late. The first guitars were strung with gut, as had been violins and early bowed and plucked instruments. The early gut was problematic: it was usually uneven, and it didn’t last very long. The ability to produce thin, strong and evenly thicknessed gut strings was made possible by adapting rope-making technology — the twisting together of a few thin strands of material into something even and strong — which had been used ever since there were sailing ships for which to make ropes.

This technology itself got a mighty boost when European nations from the fifteenth century onwards found themselves competing in the building of navies and oceangoing vessels of commerce, conquest and exploration. There was a rather sudden demand for large quantities of strong, reliable, and durable rope; and so braided rope came into being. This technology was adapted, in due time, to the smaller-scale ‘ropes’ of musical instrument string making. The first instruments that we would recognize as the modern guitar had six strings that were made of gut that was twisted and braided together just as rope was. This early (gut-strung) Spanish guitar eventually led to the birth of the steel string guitar.

Parenthetically, the ropes and rigging on large ships allowed the sailors to climb high up and do the balancing acts and high-wire maneuvering necessary to work the sails. This was delicate work, and one needed the agility of a cat up there. These ropes came to be called ‘catlines’ (pronounced ‘catlins’) — the root of which later gave us catwalk, a maneuverable path high up off the ground in theatres and other large buildings). Later, as musical instrument’s strings were produced in the same way as ‘catlines’ were — although on a smaller scale — these came to be called ‘catgut’ in spite of the fact that they were in reality made from strips of sheep’s intestines instead of fiber, cotton, or hemp.

How did the steel string guitar originate?

The steel string guitar, as we know it, developed within a few decades of the Spanish guitar. It did not come out of any of the European guitarmaking centers of Spain, Germany, France or Italy, but rather developed in the United States. It did so in response to the growing musical needs of a rapidly expanding and mobile population, and a steadily increasing popular culture. This growth was key, because it created a huge demand. And it coincided with the time when technology made possible, for the fist time, the availability of plentiful and cheap wire strings instead of the tempermental and expensive gut ones.

Wiremaking technology was itself a late development of the industrial revolution. It occurred hand in hand with the astonishingly fast conquest and subdivision of the American landmass by hordes of settlers who needed wire fencing to mark the boundaries of their land and keep their cattle from wandering off into their neighbors’. Thus, wire was produced in huge quantities. And as wire for fences was produced, so could wire strings be made cheaply for guitars. Wire strings had been made previously, but before the industrial revolution these were laborious to produce. But now, as I said, there was an exponentially growing market for musical instruments within a migrating and expanding population.

Those early metal-string guitars were made quickly, cheaply and in large quantities in the factories and production shops of the day. It was an advantage that one could learn to strum on a guitar more easily than learning to play a violin or a piano; it made chord harmonies that were pleasant to listen to; and it could accompany singing, which made it a social instrument. Moreover, metal strings would last a long time — whether you stayed put or moved around, and in all weathers. Gut strings, which had been the only choice until then, were expensive (a single string could cost a week’s disposable income for the average workingman!), were affected by weather so as to change their tuning, and frayed and wore out easily. With the advent of metal strings, the guitar became an accessible, affordable, and popular folk instrument that didn’t need to be re-tuned every time you picked it up. I should add that guitars had all been made exactly the same way up until then, and were geared to the (lesser) pull of nylon strings; the first of these guitars to have metal strings put on them didn’t last. But that problem was quickly overcome by making guitars meant for steel strings sturdier.

Nylon guitar strings were developed in the 1940s as an outgrowth of the search for uses for a new kind of stretchy fluorocarbon polymer substance that had been discovered by accident in the DuPont laboratories in 1930. Some practical uses turned out to be in nylon stockings (silk ran too easily) and nylon monofilament for fishing lines. In fact, the first musicians to put nylon monofilament on their guitars — in lieu of gut strings — were the fishermen-musicians of the Spanish Mediterranean seaports. Incidentally, as Southern Spain is the cradle of flamenco those fishermen would have been playing flamenco when they partied; thus we are all indebted to the flamenco community for helping to discover that nylon could do for the classical and flamenco guitars what metal strings did for the steel string folk guitar. Albert Augustine, in collaboration with Andres Segovia, manufactured the first successful nylon guitar strings in 1948 — thus allowing the classical guitar to be played and enjoyed by millions of people.

What is the importance of the Martin brand? 

One of the first of the steel string guitar makers to establish themselves in the United States was a transplanted German woodworker, C.F. Martin, whose great-grandson now presides over the Martin factories. While there have been many steel string guitarmakers and many steel string guitars, it has been the Martin brand more than any other — and especially the Martin dreadnought guitar — which really put steel strings on the map, just as as Henry Ford put the early automobile on the map. The Martin dreadnought is the most common, popular and familiar steel string guitar on the planet today. Everyone recognizes it. Everyone copies it. Historically, it has been the example and model for modern steel string guitars in general, and the Martin guitar in particular has been the standard against which other steel string guitars have been judged.

Besides the strings, what is the difference between a Martin and a Spanish guitar? 

The difference in stringing is obvious, but this is only a superficial difference. The most meaningful differences are internal and structural, and have to do with the fact that the steel string guitar must be built to withstand relatively great string tension, compared to the nylon or gut strung guitar. Being built differently, they produce tone differently. And being driven by metallic and polymer strings, respectively, they also will produce different tones and tonalities. From an engineering standpoint, these are different instruments that share the same name. The principal elements unique to the steel string guitar are its smaller neck size, shorter strings, the X-bracing under the face, and the design of the bridge.

How are steel string guitar necks different from Spanish guitar necks?

There are three main differences. First, given the constant pull from metal strings, a reinforcing element is needed to protect an otherwise relatively thin and flimsy neck from warping or bowing. Formerly, non-adjustable hardwood or metal rods were commonly used. Today, virtually all steel string guitars have adjustable tensioning rods with access ports either behind the nut or through the soundhole. Spanish guitar necks are under much less of a load and have not needed reinforcing rods.

The second difference is in the shape of the neck, which serves a particular playing style. Spanish guitars were developed primarily for that style of playing in which the thumb is anchored behind the neck, allowing the wrist to bend and extend the fingers of the left hand over the fretboard while the fingers of the right hand pluck the strings. Accordingly, this neck is wide and the back of it is a somewhat flattened, gentle curve. The steel string guitar was developed originally for a playing style in which the thumb of the left hand wraps itself around the neck and the right hand plays the strings with a plectrum. Therefore, the steel string guitar neck is narrow with closer string spacing. It also has a somewhat Vee-shaped cross-section with a softly rounded peak in the back. This feature optimizes the ability of the player to wrap his hand around the neck, and its “v” shape fits into the valley between the thumb and the other fingers. It’s quite an efficient design.

The third thing is that steel string guitar fingerboards are crowned or curved, whereas Spanish guitar fingerboards are usually flat. There are several reasons for this. First, it’s easier for a left hand to bar over the stiffer metal strings on a slightly curved surface. Second, a slightly arched plane of strings (as the violin’s strings are arched over the fingerboard) makes it slightly easier for a player to play the strings with a plectrum.

Why is the steel string guitar bridge different from the Spanish? 

Spanish guitar bridges are designed so the strings can tie onto them directly. This design works well within the holding power of the glue joint that attaches the bridge onto the guitar face. With the advent of metal strings, however, it was found that the forces acting on the bridge were so great that such bridges could, in time, become unglued. A better solution was to anchor the strings to the underside of the face itself, and bypassing the possibility of glue failure at the bridge. Thus, in steel string guitars, the strings pass through the bridge into the guitar’s body cavity.

There’s an equally important second difference in that the Spanish guitar saddle — the bone (or plastic) piece in the bridge on which the strings rest — is perpendicular to the strings, while the steel string saddle is at an angle. This is necessary because the mass and stiffness of metal strings affects their vibrational activity and creates out-of-tuneness. The rate of change in these factors increases with the diameter of the strings: with equal-length strings the out-of-tuneness would increase with the diameter of the string. Accordingly the heavier, stiffer strings are compensated for this function by being made longer, and the slanted saddle is called a compensated saddle.

How is bracing important? 

All guitars have internal bracing, whose acoustic functions far outweigh its structural ones in that the manner of bracing shapes the possibilities for sound. Spanish and steel string guitars have different, characteristic bracing because they need to accomplish different tonal tasks.

The Spanish guitar, being subject to the lesser pull of nylon strings, has been found to function very well with thin braces which run parallel or almost parallel to the grain of the top wood. Steel string guitars are under significantly more driving load and consequently need more substantial bracing bars to withstand the resultant pull and torque. It’s these deformational pressures which have brought about the use of the “X” brace, which is the standard internal support for steel string guitar faces. An important function of the “X” brace is to support the part of the guitar face in front of the bridge from sagging downwards, as it would otherwise do.

Why not use one kind of bracing on all guitars, but sized to the structural pull of the string tensions, and the music to be played? 

The fan-braced guitar is a European invention and the “X” braced guitar is an American one; they were invented virtually simultaneously and very likely independently on one another. The first “X” braced guitars were of course made with and for gut strings, as were the Spanish ones; but both of these were descended from earlier versions of guitars that had ladder (three or four parallel braces that went across the grain) bracing.

Consider the fact that the modern Spanish guitar was first made in Seville, and the first modern American guitars were made in New York.

The Spanish guitar makers made guitars within a climate that was reasonably consistent. The American guitar was born in the large Eastern population centers, and then traveled West into all climates, humidities, and altitudes. The seasons on the Eastern seabord are notoriously extreme . . . and guitars are made of wood, which reacts to weather. It was discovered that guitars could survive the seasonal expansion and shrinkage of their materials (in those environments) better if their braces went across the grain and locked its fibers into place against movement. The “X” brace accomplished exactly that; fan braces didn’t really need that kind of protection.

Why are there so many sizes and shapes of steel string guitars to choose from, while classic guitars are all very nearly the same size and shape?

The answer has to do with the culture of the guitar and its music. The classical guitar is considered almost perfect by its adherents, and significant innovations are not encouraged. Builders are largely of a mindset to refine the established design elements, but not to alter them. The steel string guitar world, however, is not bound by such thinking and is consequently free to invent new versions and features as long as someone will buy them. Much of this impetus comes from the commercial industry’s need to constantly develop new products — much as the automobile industry has the same need. In both, consequently, models are sometimes released which are actually worse than previous ones. If a famous classic guitar maker were to ever develop a new model of guitar which sounded worse but was instead marketed for some saleable and innovative feature of design, his professional reputation would take decades to recover. But in the world of the steel string guitar, especially on the factory level, no one thinks twice about such excursions into commercialism.

Another and more interesting reason is that steel string guitar music and its playing techniques are changing. Change creates new needs, and these call forth new design efforts. In the classical guitar world these factors are moving ahead comparatively slowly as technique, repertoire, and acceptability of design are comparatively frozen. Moreover, one of the principal changes affecting the steel string guitar is that whereas it has for most of its existence been principally an accompanying and backup instrument (for voice and/or other instruments), it has strongly grown into a new identity within the past forty years as a solo instrument. In 1950 there were no steel string guitar soloists, interpreters, arrangers or composers; today there are many, and some of them are astonishingly good. As musicians have begun to explore and discover new tonal, dynamic and compositional possibilities, the steel string guitar has for the first time experienced demands on it whereby it is expected to function at higher levels of responsiveness to technique, liveness, expressiveness in tonal coloration, texture and subtlety, dynamic range in volume as well as sound quality, evenness, projection, sustain, playability, fidelity of intonation all the way up and down the neck, and, finally, ease of amplification and recordability. And this instrument is expected to do these things on sound stages, in recording studios, concert halls, auditoriums and in small rooms, as well as outdoors. This is a very exciting time for the steel string guitar and no one is aware of any reason to think these factors will not continue to grow for decades to come.

Posted in Features By Ervin, Lutherie & Guitars Tagged steel string guitars

Specific Top Thickness In the Guitar

(NOTE: this article is still in progress)

© 2013 Ervin Somogyi

Top thickness is, along with bracing, the most debated and tinkered-with area of guitar making. It is so for two absolutely important reasons. The first is that the physical characteristics of the top set the stage for tone — along with the corollary that the lighter the construction of the top is, the better the sound. The second is that there’s a minimal top thickness/stiffness that must be respected if the plate is not to cave in under string load. If sound is one’s objective, then the luthier’s balancing act is in finding the correct balance point between the imperatives of ‘light construction’ and ‘not too light’.

In my work, I take my tops to a target deflection under a standard weight rather than to a predetermined, formulaic thickness. I’ve worked like this for a long time now and have written about my thinking and techniques at length. Still, my method may not work for everyone. There are a lot of guitar makers out there who swear by specific target measurements, and I’m not sure I have the right to say they’re wrong to do so; my own preferred method is simply different. The question comes up, then, of what is the proper justification for focusing on one or another specific number for top thickness? And, what would that number be? Well, it seems to me that a good place to begin would be to have some idea of where the measurements that we do know about, read about, have heard about, and use come from.

PAST GUIDANCE AND WISDOM

Many of my generation of American luthiers got our start by reading Irving Sloane’s seminal book Classic Guitar Construction, which appeared in 1966. This was, after A.P. Sharpe’s 32-modest-pages long Making the Spanish Guitar (published in 1957) the first available ‘real’ book on guitar making. Sloane advised the reader to make his tops 3/32” thick — which measurement is equivalent to.094”, or 2.34 mm. Mind you, this instruction appeared before any of the two-dozen-plus books on lutherie that are now available, and before the plenitude of secondary sources of information that now exist. How did Mr. Sloane — who was not only writing very early in the game but had, as far as I can ascertain, only built a few guitars on his own then — come up with this number? Well, perhaps by reading Sharpe’s book (he recommended the same measurements) and very likely by measuring some guitar tops and by talking with some makers.

He probably didn’t speak with Vicente Tatay, one of the early Spanish luthier-transplants to the U.S., though. Tatay came from a prominent Valencian family of guitar makers and presumably knew what he was doing, guitar-making-wise, even before he took his plunge into the New World1 . Once here, he wound up working out of a store in Greenwich Village and became, by so doing, one of Mr. Sloane’s fellow New Yorkers. There’s a wonderful article by Steve Newberry, published in American Lutherie (“Vicente Tatay and His Guitars”, issue #66, Summer 2001, pp. 47-49) about the state of lutherie and its lore in the U.S. many years ago. It is told from the point of view of the author who, as a teenager, became fascinated by Mr. Tatay’s work and talked him into being allowed to hang out in Tatay’s shop after school hours and be of some help by sweeping, cleaning, etc. In exchange he got to observe Mr. Tatay at work, of course. This turned out to be a mixed pleasure: Mr. Tatay is described as having been a gruff, cantankerous, cranky and closed-mouthed chain smoker who had an explosive temper and spoke only Spanish. Still, one afternoon toward the end of the Summer, in an uncharacteristic moment of expansiveness and letting down his guard, Mr. Tatay motioned the young Newberry over to his workbench and, using hand gestures and some coins, indicated to him that the secret to his lutherie was to make the guitar top about the thickness of a nickel in the middle, and the thickness of a dime at the edges. (I should add that a lot of Spanish guitar making in those days was done just like that: by skilled feel and eye, and with amazing accuracy.) Tatay might or might not have known the numerical values of his thicknesses but he certainly knew how to work to such tolerances at the workbench. Incidentally, the breadth of a nickel and a dime are .075” and .050” (i.e., 1.9 mm and 1.34 mm), respectively. Give yourself a treat and look that article up; it’s as well written as anything Mark Twain ever wrote.

Four other books on guitar making followed Irving Sloane’s pioneering work on guitar building. Classic Guitar Making by Arthur Overholtzer, published in 1974, immediately doubled the available information on this subject2 . The other three were Donald Brosnac’s The Steel String Guitar; Its Construction, Origin, and Design (1973), David Russell Young’s The Steel String Guitar; Construction and Repair (1975), and Irving Sloane’s follow-up book Steel String Guitar Construction (1975). These were the first sources of published information on the steel string guitar and their recommended guitar top measurements were 3/32” (.094”), 3/32” (.094”), and 7/64” (.109”), respectively. Overholtzer’s top measurements took into account wood density: for classic guitars his recommendations are 3/32” (0.094”) for soft spruce and 1/16” (.062”) for hard, dense spruce. For steel string guitar tops he recommends 3/32’ to 1/8” (.094” to .125”).

With the exception of Mr. Overholtzer, who had been a violin maker for some years previously, the others were pretty much acting as novice discoverers, craftsmen, and pioneers — as I myself was, except that I hadn’t written a book yet. I think it’s safe to assume that these young makers/authors were following each others’ and the Martin Company’s leads; and I was certainly following theirs. The Martin Guitar Company comes into this discussion because it was the premier steel string guitar producer of that time and would have been everyone’s main point of reference for making that kind of guitar. Mr. Sloane, whose second book Guitar Repair (1973) focused on steel string guitar repair procedures, was surely on this track: the book was photographed on the Martin Guitar factory premises, and the repair procedures that are described were carried out on the Martin company’s workbenches. Ditto Mr. Brosnac; I asked him, in a recent conversation, where he got his book’s recommended measurements from; he told me that he got them from Jon Lundberg, the legendary Berkeley-based Martin guitar retro-voicing pioneer, who was in those days possibly the world’s leading expert in that guitar3 . Both Overholtzer and Sloane seemed to take a lot of cues toward their classic guitar making from the work of Robert Bouchet (1898-1986), a noted and innovative French builder.

In 1987, twelve years after the last of the above books was published, the bibliography of guitar making took a major step forward when William Cumpiano and Jon Natelson published Guitarmaking: Tradition and Technology. This was the first book to address making both classic and steel string guitars and its recommended top thicknesses were the most comprehensive yet in recognition that not only does size of guitar and species of wood used make a difference, but that different makers have significantly different building designs and ways of using their materials. Accordingly, top thicknesses are suggested rather than instructed. Top thickness targets for classic guitars are given as around .100” (2.5 mm) for spruce and .110” (2.8 mm) for softer wood such as cedar. For steel string guitar the recommendation is 1/8” (.125”, or 3.17 mm) for a first-time project, but otherwise ranging from .095” up to .130” (2.4 mm to 3.30 mm) depending on size and shape of instrument as well as species of wood used. One can see that thinking about top thickness was getting more sophisticated.

CURRENT RULES-OF-THUMB FOR TOP THICKNESSES

So, according to published instructions to those dates, top-measurement for classic guitars are4 : 1/10” (.100”) to 7/64” (.110”), or 2.5 mm to 2.8 mm; 3/32” (.094”), or 2.34 mm; And for steel string guitars, they are: 3/32” (0.094”/.095”) to 7/64” (0.109”), or 2.38 mm to 2.77 mm; and from 1/8” (.125”) to a fat 1/8” (.130”), or 3.17 mm to 3.30 mm

Does this get us anywhere? Well, sort of. It tells us that, at least in the classic guitar, one can go as thin as 1/16” (about 1-1/2 mm) and still have the instrument hold together. That’s useful to know — as is the fact that Overholtzer is in a minority in promoting such thinness; he and contemporary luthier Greg Smallman go remarkably thin, but very few others follow suit. As for steel string guitars, we have no published accounts of whether there is a top-thickiness limit that’s below 3/32”; if anyone one has tried to push that envelope they haven’t written about it.

I’ll address some additional specifics further below, but for starters you should know that Tatay’s top-shaping approach is the traditional one used by Spanish classic and flamenco guitar makers: the top is made to its target dimension in the middle but it is thinned in the outermost inch and a half or two of the lower bout, from the waist down. We know this because work of this type is found in the instruments of established classical guitar makers whose work has been carefully measured and studied. Experts can even date certain classic guitars through specific variations in their measurements, which will have been documented from the various periods of their makers’ careers5 .

Flamenco guitars, unfortunately, lack the social and academic respectability of their rosewood-built brothers and have not received such formal attention; they get played a lot but not studied. Ditto steel string guitars. And speaking of these, Sloane’s and Overholtzer’s recommendations of uniformly thick classic-guitar-top measurements, previously cited, actually come out of the steel string guitar making tradition in which the top is the same thickness throughout, without any selective tapering or thinning.

VARIATION AND INCONSISTENCY

While both steel string and nylon string guitar makers tend to follow their own top thickness recipes, the former work to top measurements that are far less agreed upon or consistent than are the target measurements for the latter. Therefore those measurements — ranging, as we’ve seen, from .094” to as much as .130” — are not so useful to rely on as guides. This great variation is attributable to six main influences, the most important two of which I consider to be the following:

First, there needs to be a lack of dimensional consistency from maker to maker in steel string guitars because steel string guitars come in so many shapes and sizes. This itself is a function of industrial priorities of (1) needing to make one brand of guitar distinguished from another in the marketplace (hence different physical parameters), (2) different orchestral uses for the guitar as the provider of mass musical entertainments, and (3) the need to make mass-market products durable. There is a legitimate logic for producing workhorse/beater guitars in a mass-entertainment culture: consider the fact that there is nothing like Willy Nelson’s guitar among classic musicians.

And second, in the absence of a craft tradition in which independent luthiers ongoingly seek ways of refining their work, the newer generations of steel string guitar makers have — knowingly or not — been copying copies of copies of copies of copies of copies of copies . . . of mostly Martin guitars, but also Gibsons, Guilds, Harmonys, Epiphones, etc. 6

While copying — or imitation, as Oscar Wilde put it — is the sincerest form of flattery, it does cut down on investigation, discovery, originality, increased understanding, and improvement. Nonetheless, copying copies of copies of copies of copies of copies has worked well enough for a long time, and the top thickness measurements put forward in various books and plans are generally taken more or less as givens without being questioned. For that matter, how could it be any different unless one has had any other experience to compare against?

More important than this blind acceptance, though, is that, more or less by default, these guitars’ sound is attributed to this or that variation of “X” bracing (or fan bracing) rather than to any more reasoned and optimal thicknesses of soundboards. As far as steel string guitar making goes, ways of refining and fiddling with “X” bracing and its offshoots have consequently received lots of attention. Look in any modern guitar magazine for pictorial examples of this: every brand has its own version of the “X” with different angles, different scalloping and profiling of the main legs of the “X”, different height of their intersection, variously profiled finger braces, differently spread tone bars, etc. No one ever mentions differential top thickness, basic plate tapering, etc.7

MY OWN EXPERIENCE

I’ve made my steel string guitar tops thinner and lighter over time; I’ve found others’ typical construction to be too heavy. I’ve used many variations of “X” bracing in them, and even tried fan-bracing on a few. I’ve also made my Spanish guitars with thinner and thinner tops; I’ve mostly used traditional fan bracing on them but have done a little lattice bracing also, and even some “X” bracing.

The upshot of this trajectory is that I like the sound of my steel string guitars with comparatively thin tops and coupled “X” bracing, more than I like the sound of my (and others’) classic guitars that have thin tops plus either fan bracing or lattice bracing. I find that I can get a rich, deep, and pleasing sound from my thinnish-topped steel string guitars. But classic guitars with thin tops — both my own and others’ — have a quality of sounding a bit sharp, or harsh, or spare, and in general musically uninteresting to my ear, even though they may be loud. I like a richer, mellower, more complex sound. If any of you have heard the sound of a Friederich [also spelled Friedrich much of the time] guitar you’ll know what I’m talking about.

These are, admittedly, my personal preferences. But they are also shared by many others. Matters of tone have both subjective and objective components, of course. The objective part has to do with the things that tonewoods are known to realistically do when worked to this or that thickness. The subjective part has to do with musical tastes and with whether or not these woods produce sound and tone coloration that give pleasure.

In this regard, in the matter of nylon string guitars, we can return our attention to the matter of the differences between Sloane’s and Tatay’s recommended Spanish guitar top thickness. You’d expect that guitars with tops .094” thick would produce sounds different from those produced by guitars with tops tapered from .075” to .050”, wouldn’t you? But, oddly, along with the various instruction to “do it like this” or “do it like that” that appear in various books there’s no accompanying explanation of just exactly what it is that you get if you follow those recommendations. Sometimes, in the more scientific presentations, there are graphs or photographs of testing for monopole, dipole, and tripole Chladni patterns; these show that these guitars do have clear monopoles and dipoles, etc. [See Chladni photos from p. 121 of Engineering The Guitar] It is useful to know where various vibrational areas are most dominant, and at approximately what frequencies these tend to be most active. Most readers will not be sufficiently sophisticated to get more than this fundamental sense of how the average guitar works, though; I’m certainly not. And one is still left to infer many things from the sizes and shapes of the various blotches and wiggle-patterns in the photos. I have found them to not be of as much use as I would have liked in trying to understand some of the more specific aspects of frequency response.

An important clue is contained in Steve Newberry’s article, previously cited, when he states that Tatay’s guitars were loud (emphasis his; he really wanted to make a point). Interestingly, other words that are used to describe an impressive sound are: ‘powerful’, ‘brilliant’, ‘projective’, ‘full’, ‘rich’, ‘resonant’, ‘piano-like’, and so on. “Loud” merely suggests volume — a quality that is basic and not likely to imply character or complexity. I mean, when is the last time you heard any kind of explosion or crash described as being, say, rich or resonant? Also, the sound of an exploding volcano or an avalanche would probably be described as a roar instead of merely loud, which suggests the preponderance of a certain segment of the frequency spectrum, so I’m of the opinion that colloquial speech carries more information that one might at first think. In fact, many “sound” words such as bang, roar, thunk, and crash are onomatopoeic; that is, the word captures something of the actual sound it’s identifying. But before exploring this further — which we will do further below in the section titled ‘Correct Top Thickness’ — let us take a brief look at how woods do their tonal work.

WOODS’ AND GUITARS’ VARIOUS ACOUSTICAL TASKS

Tonewoods, by definition, make a sound — all by themselves. You have only to tap the good ones to get a surprisingly bell-like ring, when they are suspended in the air while held from just the right nodal spot. Compared with ordinary woods that merely go thud, thunk, or boink regardless of how or where they are held, such a response indicates a liveness and, especially, a high-frequency capacity. Indeed, tonewoods are sometimes described as being vitreous, which means glass-like — and of course having the ringing and sustaining vibrational quality associated with that material. If you tap these same woods while holding them at different nodal points they will also give you a lively and sustaining low-pitched hum. Such woods can do it all. Many rosewoods, spruces, cedars, redwood, cocobolo, wenge, padauk, etc. are bona fide tonewoods8 . Bubinga, teak, maple, cherry, oak, ash, African blackwood, zebrawood, Goncalo Alvez, ebony, olive, myrtle, koa, walnut, bocote, ziricote, and mahogany are generally not — or very little, at best.

There are significant differences between steel and nylon string guitars. The woods might all be the same; but the stringing, structure, and mechanical tensions these guitars operate under are hugely different. Steel string guitars want to produce a bright sound, not a bassey one, as a function of their basic construction and stringing. The natural voice of the fan-fretted nylon strung classic guitar, on the other hand, is the opposite: the bass is normally stronger than the treble. This is likewise a function of its basic design, construction and stringing.

Finally, I admit that I’m giving voice to my prejudices with a bit of factual information to justify them. The fact is that all kinds of really successful guitars have been made with exactly such “unsuitable” woods. I’m merely describing gradations of qualities, not absolutes. The real key is not what selection of wood you may have made, but what you’ll do with it. Keep in mind that beauty contests of all kinds, in which there’s a “best” followed by a bunch of “runners up” is one of the great artificialities of human culture. If this weren’t so, then only the lucky man married to the one single “best” woman would ever be happy and all the rest of us would get assorted runner-ups and rejects. Along those lines, I believe that Donald Trump believes that he has the best of the best in everything.

Yet, these are not at all the desired target sounds for these instruments. In any discussion about classic guitars it is essential to recognize that the ‘best’ instruments have treble notes that sound brilliant. They not only stand up to the bass notes, but they have their own very clear identity: that’s the standard by which these guitars are judged. ‘Best’ is here defined by the ‘romantic’ standard that Andres Segovia created, and which standard is still applied even to the newer classic guitars with thinner tops (about which I’ll say more further below). When an experienced classic guitar player puts his hands on any guitar that he’s never played before, his left hand immediately goes to the twelfth fret position and the first notes he plays will be the high ones; it’s the acid test, pretty much the first thing one does. It’s sort of like stepping into a new racing car and immediately revving the engine to get a sense of its power.

And what is this brilliance? Well, listen to some of Segovia’s early recordings in which he plays expressively and romantically. He emphasizes some of the high notes in such a way that their smoothly accented ping becomes part of the romantic sensibility of the song. Those notes are rich, very musical, and they sparkle.

On the other hand, in any discussion about the steel string guitar, the ‘best’ ones are those that have a full, good, solid, vigorous, punchy, present, and open low end response. Historically, the quest for a strong bass response has been the main factor behind the creation of the larger steel string guitar bodies such as the dreadnoughts and the jumbos. Low-end response is important in the steel string guitar; but smaller soundboxes can’t give it easily. (It is interesting to note that the Spanish guitar, in spite of having every opportunity to grow physically bigger along with its metal-strung cousin has — with only one technical exception — not done so. That exception is the Mexican mariachi bands’ bass guitar, the guitarron — which has a specific target sound and muscal use that is its own. The traditional classic guitar has long since found its optimal size.9 )

I think it is to the guitar’s credit that while its various standard designs and stringings produces sounds that are not, as I said above, the ideal target responses, the guitar’s design has sufficient internal and dynamic flexibility that any soundbox can be tweaked so as to bring out and emphasize the target frequencies. This is where the luthier’s skill comes in — and within the larger context of making Spanish and steel string guitars, the luthier’s challenges in making either one of these models of the guitar are directly opposite. I repeat: to achieve a good target sound in the steel string guitar the maker has to ‘build in’ a good bass response, which the instrument will normally lack. In the nylon string guitar — to achieve a good target sound — the maker has to ‘build in’ a good treble response, which the instrument will otherwise lack. (NOTE: these things are precisely the topic of chapter 32 of my book The Responsive Guitar.)

TONE PRODUCTION AND THE LOGIC OF MATERIALS USE

Bass response is associated with a top membrane that is loose enough, while also sufficiently ‘held together’ with bracing, to move as a single unit. This can be visualized as a sail that is billowing in and out under the wind. A thin, relatively flimsy top that is held together by any interconnected latticework of bracing will be able to billow back and forth, in unison with itself, and at relatively low frequency. In the guitar, this is called monopole movement10. Furthermore, any specific high-frequency potential or behaviors of the topwood — i.e., of the material itself, independent of the interconnected bracing lattice — are not so relevant to this mode. This is because metal strings themselves, by virtue of their own mass and stiffness, will bring plenty of high frequency signal into the system. One doesn’t need the wood to bring its own additional high-frequency contribution into the soundbox.

On the other hand, treble response is associated with a top membrane that is stiff enough to allow high-frequency/low amplitude motion, and which is not simultaneously ‘drowned out’ or overshadowed by dominance of monopole movement. The more the monopole is suppressed, and the top is prevented from moving like a sail or undulating like gentle waves — and the more it is enabled to move in rippling fashion in small-to-tiny sections — the better the high end. This is usually identified in the literature as dipole and tripole movement. Put in different words, the more that the top discharges its energy by billowing in and out like a bellows or a sail (monopole), the less energy is left over for the high end (dipole and tripole). And vice-versa. As with electronic speakers, it takes much more energy to produce low-frequency sound than it does to produce high-frequency sound.

The trick, obviously, is to not make the plate so loose that you lose the high-frequency end, nor so tight that you lose the low-frequency end. You want both, and the luthier’s task essentially becomes one of management-of-energy-budget. And thus, at this point, the question of ‘correct stiffness’ can finally meet up with some numbers that are associated with ‘correct thickness’.

SOME PROBLEM-SOLVING TOOLS

I’ve discussed the Cube Rule enough that I don’t have to repeat it here, except to remind us that it applies to length as well as height or thickness. In the matter of length, however, the Rule is inverted. The longer something with a weight on it is, the more it sags ; the shorter something with the same weight on it is, the less it sags — all in accordance with the Cube Rule. And, we should be speaking of deflection instead of stiffness in these matters: stiffness is, strictly speaking, a quality that is independent of dimension. Furthermore, if we’re comparing stiffnesses and deflections, the fact is that you don’t get the same difference going “up” from smaller to bigger as you do when going “down” from the bigger to the smaller. Cubed quantities don ‘t yield multiplicative proportional differences like that. For instance, reducing 100 by 10% brings you to 90, but increasing 90 by the same 10% doesn’t get you back to 100; it only gets you up to 99. You can get different results with the math if you’re not careful11.

Let’s assume that you’ve been making pretty successful dreadnought guitars with tops at .090”. Dreadnought soundboxes are 21” long and have scale lengths of 25.4”. Let’s also assume that you’ve been commissioned to make an 18” long parlor guitar with the same scale length, and it of course needs to also sound good. It would make sense to figure out the logical top thickness of that 18” length guitar, based in your current 21” guitar criteria; you’d want a number that represents equivalent deflection; these guitars would both, after all, be functioning under the same string load. Interestingly, there are two distinct methods whereby one could arrive at an answer: an intuitive one and a mathematical one. In the interest of comprehensibility, I’m going to describe only the former; the latter is full of complicated mathematical formulas.

THE INTUITIVE METHOD

Let’s start with the fact that Guitar A is 21” long and Guitar B is 18” long, and that the difference in lengths is 3”.

  • 3/21 = proportional difference in length, from the point of view of Guitar A, is about 14%
  • 3/18 = proportional difference in length, from the point of view of Guitar B, is about 16%

It won’t work to assume that differences of 14% and 16% can be considered to average out at 15% for the sake of convenience. Guitar B is 14% shorter than Guitar A, and guitar A is 16% longer than guitar B. We need to work with real numbers and we can’t get around this.

We could do some math around the above quantities, again keeping in mind that (1) deflection changes geometrically with thickness, and (2) geometrically as the inverse of length, and (3) that the math will give you different numbers depending on whether you’re going from smaller-to-larger or larger-to-smaller. A 14% loss or a 16% gain in length means that these guitars can be designated as having lengths of 1.00 and .86, or 1.00 and 1.16. (It would be a bad idea to label these guitar tops as 1.16 and .86 respectively; we’d be counting the difference twice.) On the other hand, the math for this involves both direct and inverse Cube relationships and it gets just a little a bit tedious.

So, instead, one could cut to the chase by recognizing that, precisely because we are dealing with Cube and Inverse Cube quantities, the change in measured deflection from a 14% decrease in length will be “cancelled out” by a 14% decrease in thickness. The Cubed loss/gain of one will match the inverse of the Cubed loss/gain of the other. As a basic example, if you make something twice as long you weaken it to 8 times the original deflection; if you make it twice as thick you increase the measured stiffness to 1/8 as much deflection (even though thinking of “increasing stiffness to less deflection“ sounds confusing). In any event, 1/8 x 8 = 1, and net gain or loss are cancelled out.

I repeat: the longer something is, the more it sags under a weight (larger deflection number); the shorter something is, the less it sags under the same weight (smaller deflection number). Now, remember that we’re at 14% and 16% levels of size difference, depending on which direction you’re looking at this from. If we’re making 21” guitars at .090”, then we’d make 14% shorter guitars 14% thinner for them to have equivalent measured deflection. The .090” top would become a .0774” top. That seems easy. But that’s not the whole story: the guitar top’s width also has some bearing on the top’s stiffness.

FACTORING IN THE PLATE WIDTH

An 18” long guitar is 86% the length of a 21” guitar; and it will probably also be narrower by some proportion. Let’s assume that the 21” guitar has a 16” lower bout and the 18” guitar has a 15” lower bout. I repeat yet again: thickness/height varies as the Cube; length varies as the inverse of the Cube; and width affects stiffness in a linear way.

The math for making these adjustments with respect to equalizing stiffness is interesting because translating width measurements into thickness measurements (as when a narrower guitar top needs to be thicker in order to maintain constant deflection, or when a wider top needs to be thinner in order to maintain constancy of deflection) involves translating a linear quantity into a cubed or cube-root one. Finally, the 16” to 15” shift is an approximation because these are not rectangular plates.

We can deal with these numbers as follows:

  • Guitar A is 16/15 (106%) the width of Guitar B,
  • and Guitar B is 15/16 (94%) the width of Guitar A;

Therefore, as far as plate width influencing plate thickness goes:

Guitar A, being wider than B, needs to be thinned by the cube root of that 106%. Reciprocally, guitar B, being narrower than Guitar A, needs to be left thicker by the cube root of the percent of difference. These calculations will yield small numbers — something on the order of .002” .

One can more easily affect these numbers by how one braces the top: it’s otherwise very difficult to remove exactly .002” of wood. Metal, yes: machine shops do that kind of work all the time; but wood shops, not so much. Otherwise one can get calculation-happy very quickly by trying to figure out these balancing acts mathematically. I can tell you, however, that after a while one simply develops a feel for what is right. And the math is still a useful, if cumbersome, guide for whenever one has a project that is way outside of one’s experience. If you really want to go ahead and remove small amounts of thickness forget about using sanders and learn to use a hand plane.

Finally, one would think that a smaller guitar will be more stressed per inch of top than a larger guitar — because the considerable pull of the strings is spread out into a smaller top plate; each inch of top has to hold up to more pull. That certainly sounds logical, yet it is incorrect — because of the inverted Cube-Rule relationship between area and resistance to deflection. As we’ve just been learning, a larger top plate is looser than a smaller one of the same thickness, in direct proportion to the Cube Rule. Therefore one can legitimately say that a larger guitar top will be more stressed per inch than the one on a smaller instrument, because its top will be more yielding to the strings’ pull. Each square inch of a larger top has less ability to hold up to string pull than each sauare inch of a smaller top of the same thickness. What we’re seeing is that smaller surfaces have enormously more resistance to deflection in an inverted Cube-Rule way. It gets wonderfully complicated.

[AS I WROTE ABOVE, THIS ARTICLE IS STILL UNDER CONSTRUCTION]

FOOTNOTE 1) Officially, Tatay wasn’t making ‘classic’ guitars. According to authority Richard Brune, this was in the days before Spanish guitar makers recognized any difference between ‘classic’ and ‘flamenco’ guitars; that distinction didn’t take hold until as late as the mid 1950s. Until then, the guitar makers simply made ‘guitars’ to order — either with cheap domestic cypress or expensive imported rosewood, depending on the client’s budget. But while Tatay, who lived from 1889 to 1942, would not ‘officially’ have been making ‘classic’ guitars he was certainly doing so technically: he was following the techniques that informed the creation of soundboxes that merely weren’t yet being called that.

FOOTNOTE 2) The earliest photograph of me as someone involved in woodworking appears in this book, on page 21. It was taken in 1972 in back of MacBeath Hardwoods, in Berkeley. The store had received a shipment of Brazilian rosewood and had given me a call to drive over and pick out some. About a hour after I arrived a van full of the Overholtzer contingent pulled up, disgorged itself like the proverbial Thousand Clowns, and they started going through the same pile. The man standing with Mr. Overholtzer is Mr. MacBeath senior, the owner. I’m the bearded guy in the background. The planks of wood on the scale (it was being sold at a princely $1.25 per pound!) next to these gentlemen were the ones I’d already picked out.

FOOTNOTE 3) I was living in Berkeley myself in those days and knew Jon Lundberg; he owned and was running Lundberg’s Music store, a great magnet for friends of the steel string guitar. Richard Johnston, who has recently written two comprehensive books on the Martin guitar’s history, was working for Jon Lundberg at the time; I remember exditedly walking into that store and showing Richard the very first guitar I ever made. Don Brosnac was living in San Francisco then. All of us in this small community knew one another.

FOOTNOTE 4) For the record, and chronologically, here’s what later authors have recommend for top thickness:

  • 1971, The Classical Guitar, by Donald Mcleod and Robert Welford: “between 2 and 3 mm” (This is a British book, unknown to Americans until much later than its date of first publication)
  • 1981, Make Your Own Classical Guitar, by Stanley Doubtfire: “2 mm at the minimum”.
  • 1986, A Guitar Maker’s Manual, by Jim Williams: .125” (3.2 mm) for steel string guitars, and .100” (2.5 mm) for nylon string guitars
  • 1993, Making Master Guitars, by Roy Courtnall (classic guitars), including:
    • (1) Daniel Friedrich: 2.1 mm in the middle; 2.2 mm at the periphery; 2.5 mm in upper bout (note that this is the only maker on this list who makes his tops thinner in the middle! I know that luthier Dake Traphagen has worked the same way, but this technique has to be the subject of a separate article)
    • (2) Jose Romanillos: appx. 2.75 mm in the middle to 2.0 or 1.9 mm at the edge
    • (3) Robert Bouchet: 2.0 to 2.1 mm thickness overall
    • (4) Roy Courtnall: no less than 2.5 mm in the middle, or 2.0 to 2.3 mm at the edge
  • 1996, The Guitar Maker’s Workshop, by Rik Middleton (classic guitars): 2.5 mm at the center to slightly less than 2.2 mm at the edge, but not less than 1.5 mm
  • 2004, Build Your Own Acoustic Guitar, by Jonathan Kinkead* (steel string guitar): “1/8” (3 mm)” * also spelled Kinkade throughout the book
  • 2006, Step-By-Step-Guitar Making, by Alex Willis (steel string): 3/32” (2.5 mm) at center, and 5/64” (2 mm) at perimeter
  • 2007, Classical Guitar Making, by John Bogdanovich (classic) .100” under the bridge, and .090” to .095” otherwise 1/16” (.0625”), or 1.59 mm;
  • Mr. Tatai: 0.075” to 0.050”, or 1.9 mm to 1.34 mm (the thicknesses of a nickel and a dime)

FOOTNOTE 5) I should add, as a caveat, that the canonic ‘Spanish lutherie tradition’ is Andalusian and Madridean — where the most famous Spanish luthiers worked — but not Valencian. Valencia, the home of the Tatay family, is on Spain’s East coast; and it seems to have been more a center of production-oriented lutherie. According to Google, the Tatay Company has grown into a concern that currently produces 40,000 instruments annually. As far as I know, no Andalusian or Madridean maker operates at that level. Also, in illustration of the importance of the Valencian school in Spanish guitar making, the Casa Zavaleta’s (Zavaleta-guitarras.com) inclusion on Google cites more than two dozen historical guitar makers of that school and region.

FOOTNOTE 6) A strong third reason — besides the absence of a strong crafts tradition, but closely associated with it — is the absence of a strong teaching tradition. I won’t beat the existing guitar schools up for doing the best they can: they are all, after all, fairly new arrivals on the scene. But their efforts don’t (and cannot) extend past a beginner’s level education in making-and-assembling-guitar-parts. This education lasts as little as ten days to as much as several months. It’s a great starter kit but, necessarily, cannot be more than that.

In comparison, there are respected schools of furniture making that turn out competent journeymen craftsmen and which put their students through several years of training — which includes design, proportion, a variety of woodworking techniques, history, joinery, and finishing. The better violin-making schools have a four-year curriculum! A large part of the problem is that many people simply don’t know that there’s any more to making a guitar than its just being a more complicated woodworking project than, say, making movie sets. You know: looking good but nothing substantial behind the façade. I think you can appreciate that just learning to put a guitar together — with very little actual joinery (sand-flat-apply-glue-line-it-up-and-then-clamp-it is not a difficult skill to master) or tone-making savvy going on — is not going to provide a realistic foundation for any kind of success. A hobby, maybe; but not an income.

The other important influences are:

  • Even if we were to consider that a viable craft tradition in this area has by now been established, there has been an absence of individual makers whose work is important enough to have set a standard worth studying. Lutherie by skilled individuals is too new. The importance of a viable craft tradition is that craftsmen — if they are paying mindful attention to the work and their materials and not simply working to recipe formulas — are in effect continually seeking and prototyping new designs.
  • Any interest in the qualities of steel string guitar construction and its relation to sound has been a scientific backwater. These instruments have been mostly considered folk instruments, designed to be bought and played, period, and uninteresting enough to be seriously looked at. They have lacked the cachet of having been subject any systematic, serious examination by scientists. Almost all of the studies that have been published are about classic guitars.
  • The whole kit-and-caboodle-issue of the relationship between structure and sound has been bypassed by a focus, among manufacturers as well as players, on the use of amplification. Who needs to worry about the fine points of dimensional optimizing when one knows that consumers will expect to get their sound by plugging their guitars in and setting the dials of their amps and effects modules?
  • Finally, there’s the bedrock influence of the Industrial Revolution. Three paragraphs before this footnote citation I’d mentioned that Sloane and Overholtzer’s recommendations of uniformly thick classic-guitar-top measurements actually come out of the steel string guitar making tradition in which the top is the same thickness throughout, without any selective tapering or thinning. This itself is rooted in the Modern Tradition of Industrial Production in which the wood is put through a sander, followed by the braces being glued onto the thinned-to-a-target measurement plate that the machine spits out at the other end. There’s much less craftsmanship, hand-work, or time-consuming concern with the fine points and subtleties expended in what are, basically, mass-produced products for a mass-market. The academic and intellectual implication of this is that if and when such instruments are formally studied, the results are based in the study of instruments that have all been made under these conditions, with no control group of a different architecture to compare against.

FOOTNOTE 7) This is a generalization, of course: there have been Spanish guitar factories cranking out guitars just as efficiently and formulaically as anything that these steel string guitar factories have done — with similar results as far as tone goes. But I believe this generalization holds up as containing some useful truth.

Also, the phenomenon of no one ever mentioning top thickness is merely a public one and, in private, it is not true that these dimensions go unquestioned. Many luthiers are fascinated by the idea of “correct” top thickness and live with a nagging suspicion that there may be ‘better’ top thicknesses out there than the ones they’re using. When luthiers get together the question ’how thick do you make your tops?’ is frequently asked. And makers often feel protective of that specific piece of information, if theirs differs from the norm.

And other makers don’t. An example of this comes from a conversation that I once had with flatpicker extraordinaire Dan Crary. He told me that when Bob Taylor — whose guitars Crary has long played and endorsed — took him on a tour of his production facilities, Taylor explained to him the tonal reasons for his guitar tops’ being made to exactly .109” thickness.

Incidentally, none of the methods, techniques, procedures, or measurements so far mentioned are “wrong”. Far from it. All of them are merely an account of How Things Have Been Done At This Or That Time. And all of them offer a peek at Truth. One can appreciate this by noticing, for example, that none of them urge that guitar tops be made 1/4” thick.

FOOTNOTE 8) Brazilian rosewood (dalbergia nigra) was originally used to make marimbas: the sections were simply cut to size and length that would produce a specific musical note!

There is, in addition, a separate category of guitar making woods that are also called ‘tonewoods’ but really aren’t so in this sense of the word. That is, they are used for making guitars and will of course therefore make sounds, but they don’t have anything like the vitreousness of true tonewoods — or perhaps only a little bit. There are also selections of normally ‘live’ woods such as rosewood, spruce, cedar, etc. that don’t give you much sound: that’s where proper wood selection comes in. A large separate category of notvery-live woods, furthermore, is made up of the visually spectacular species such as the figured/ornamental maples, walnuts, and mahoganies. Figuring is a direct function of plentiful movement and irregularity in the grain; the greater the figure the crazier the grain. This feature always makes such woods less stiff than a straightgrained sample of the same material is, and therefore less able to vibrate in a vitreous, sustained manner; they’re ropey and floppy rather than brittle. The sheer beauty of such woods sometimes makes up for their less-than-full sound, but the fact is that such materials serve, mechanically, to absorb string energies rather than to move with them. The sound will consequently be shorter in duration (less sustain), and will be mellower, less rich, and with less bite and sparkle. Nonetheless, under string load, all of these will make sound.

FOOTNOTE 9) The physics of sound-producing energies dictates this. It takes much more energy to generate bass response than it takes to generate high-frequency signal, and the nylon string guitar has a much smaller energy budget than the steel string guitar does. If you designed a nylon string guitar to use that limited energy for bass response (as in the guitarron), you wouldn’t have much treble response at all.

FOOTNOTE 10) To further underline the importance of looseness to the billowing action, imagine a ship with sails made of plywood; the billowing action will pretty much cease. While loss of monopole is not disastrous in a sailboat (it merely needs adequate surface area of sail, without it being so heavy that the boat will capsize), a guitar needs topwood that will move.

FOOTNOTE 11) You can get a fuller sense of this by looking at a table of cubed quantities. You can immediately see that the Cubed intervals are bigger in one direction and smaller in the other.

CUBED NUMBER INTERVAL DIFFERENCE CUBED NUMBER INTERVAL DIFFERENCE
1 cubed = 1 1 14 cubed = 2,744 547
2 cubed = 8 7 15 cubed = 3,375 631
3 cubed = 27 19 16 cubed = 4,096 721
4 cubed = 64 37 17 cubed = 4,913 817
5 cubed = 125 61 18 cubed = 5,832 919
6 cubed = 216 91 19 cubed = 6,859 1,027
7 cubed = 343 127 20 cubed = 8,000 1,141
8 cubed = 512 169 21 cubed = 9,261 1,261
9 cubed = 729 217 22 cubed = 10,648 1,387
10 cubed = 1,000 271 23 cubed = 12,167 1,519
11 cubed = 1,331 331 24 cubed = 13,824 1,657
12 cubed = 1,728 397 25 cubed = 15,625 1,801
13 cubed = 2,197 469
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Ervin's Essays, Articles, and Musings:

  • “LA GUITARRA” – A Psychological Insight into Flamenco
  • (1/6) HOW I BECAME A GUITAR MAKER, AND  WHAT THAT WAS/IS ALL ABOUT
  • (2/6) HOW I FIRST MET THE GUITAR
  • (3/6) ABOUT MY LIFE AS A GUITAR MAKER
  • (4/6) THE CARMEL CLASSIC GUITAR FESTIVAL OF 1977
  • (5/6) MY LIFE AS A GUITAR MAKER: LOOKING BACK
  • (6/6) AFTERMATH: WHAT, EXACTLY, IS LUTHERIE TODAY? AND WHAT IS MY PLACE IN IT?  
  • 16. A LETTER TO WELLS FARGO BANK [June, ’18]
  • 18. ADVERTISING SLOGANS FOR GUITAR MAKERS
  • 19. ON THE MATTER OF ADVERTISING SLOGANS (2/2)
  • 20. LIFE AFTER EPIPHANY
  • 21. MARTIN LUTHER & THE LAW [1/2]
  • 25. MARTIN LUTHER AND THE LAW [2/2]
  • 31. HARLOW, SKINNER, AND WATSON:
    2-1/2 SONSOFBITCHES
  • 37. ON JEWISH CULTURE . . . AND HUMOR
  • A Candid View of Value, Prices, and Guitar Lust
  • A CHRISTMAS STORY
  • A Digression Into Matter of Top Thickness
  • A Surprising Insight About Drums and Guitar Tops
  • A Systematic Comparison of Tonewoods
  • ABOUT MY ARTWORK
  • An Amusing Experience
  • An Interview with Steven Dembroski, From Dream Guitars
  • An Ironically Good Bad Experience…
  • AN OPTICAL ILLUSION
  • Carp Classic Guitar
  • Commentaries About My DVD
  • Concerning Somogyi Knockoffs
  • Craftsmanship, Sound, ‘The Right Look’, Materials, and the Marketing of the Guitar
  • DEAR DR. DOVETAIL, Part 1
  • DEAR DR. DOVETAIL, Part 2
  • F.A.Q. #2: Working Woods to a Stiffness
  • F.A.Q. #3: More on Flexibility
  • F.A.Q. #4: Thinning Out The Back?
  • F.A.Q.#5: Soundholes and Bracing Patterns
  • FAQ #1: The Stiffness Factor
  • FAQ #6: Bracing, Thickness, or Both
  • FAQ #7: Flat Backs and Arch Tops
  • FAQ #8: Flat Vs. Domed Tops
  • Frankenfinger
  • Fun Stuff #1
  • Fun Stuff #2
  • Fun Stuff #3
  • Guitar Voicing: Different Strokes for Different Folks? – [1/2]
  • Guitar Voicing: Different Strokes for Different Folks? – [2/2]
  • Guitars, Virtue, and Nudity: The Guitar as an Icon of Culture, Class Status, and Social Values
  • Internet Lutherie Discussion Forums
  • Lutherie Trivia
  • My Adventures in Book Publishing
  • On Critiquing Other People’s Guitars
  • Principles of Guitar Dynamics and Design
  • RE: Postponement of Voicing Classes
  • SOCRATIC DIALOGUE
  • Some [More] Thoughts About the Environment, Sex, and Hillary Clinton
  • Some Reflections On My Guitar Work
  • Some Thoughts About Gender and the Environment
  • Some Thoughts on Guitar Sound
  • Some Thoughts on the Difference Between Handmade and Factory-made Guitars
  • Specific Top Thickness In the Guitar
  • STEEL STRING GUITAR BASICS
  • THE DUMPSTER DRUM
  • The Maple Andamento
  • THE MODERN GUITAR: AN ICON OF ROMANCE AND HEROISM
  • The REMFAGRI Factor in Lutherie
  • The State of the Contemporary Guitar – 1/4
  • The State of the Contemporary Guitar – 2/4
  • The State of the Contemporary Guitar – 3/4
  • The State of the Contemporary Guitar – 4/4
  • The Taku Sakashta Guitar Project
  • Thoughts About Creativity, Technical Work, and the Brain – [1/2]
  • Thoughts About Creativity, Technical Work, and the Brain – [2/2]
  • Titebond vs. Hide Glue
  • Tone Production and the Logic of Wood’s Uses
  • Tonewoods in Guitars
  • Tony McManus stopped by the shop…
  • Using Wenge as a Guitar Wood
  • Werewood
  • What I’ve Been Up To These Days
  • What I’ve Been Up To, August 2017
  • What I’ve Been Up To, February 2019
  • What I’ve Been Up To, September 2017
  • What I’ve Been Up To: November ’17 to March ‘18 – [4/4]
  • What I’ve Been Up To: November ’17 to March‘18 – [1/4]
  • What I’ve Been Up To: November ’17 to March‘18 – [2/4]
  • What I’ve Been Up To: November ’17 to March‘18 – [3/4]
  • Whence the Steel String Guitar? – 1/2
  • Whence the Steel String Guitar? – 2/2
  • Why Are There Differently Constructed Classical Guitars?
  • Why Lutherie?
  • Woodstock Guitar Show

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